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vvsandClaude Opus 5 886b3f4244 README rewritten for a public mirror: what the method is, the licence and the archive DOI, how to use the compiled library, what it costs on the corpus fixed before the code was frozen, how to reproduce, the layout, and what was refuted. The old text still stated 72 checks, 490 tests and an order of 1.944, none of which has been true for some time.
Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-24 12:29:55 +01:00
vvsandClaude Opus 5 ce5b42f284 PDF rebuilt after the history rewrite. Server: verify 548 OK / 0 BAD, regression x2 1240 passed, PDF 32 pages, 0 errors, 0 overfull.
Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-22 11:23:40 +01:00
vvsandClaude Opus 5 2bc57fcc83 History rewritten to remove working notes not meant for publication; Appendix D and the README say what the rewrite changed. README: the archive is described as code, data and history for the paper (manuscript included), cited by its DOI.
Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-22 11:17:23 +01:00
vvsandClaude Opus 5 fc91d3b8aa DOI архива Zenodo 10.5281/zenodo.22894337: статья, README; PDF пересобран
Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-22 10:31:09 +01:00
vvsandClaude Opus 5 1c63b829d9 Zenodo package: the bundle carries HEAD as well, so a plain 'git clone sim-numerics.bundle' checks the branch out (the clean-room check could not clone it).
Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-22 10:20:02 +01:00
vvsandClaude Opus 5 9c1638af07 Zenodo package (open release) and the PDF rebuilt with the published history's hashes.
make_open_package.py builds the archive from HEAD - source (git archive, LF line ends), the full history (git bundle), both simbracket wheels, README, requirements, reproduce.sh, LICENSE, NOTICE, SHA256SUMS - and refuses if any commit of the branch carries a string from a private list kept outside the repository, or if a text file has CRLF line ends; cleanroom_check.sh verifies the archive on Linux. Appendix D states that the history was rewritten once before publication to remove a server address, and that Table D1 is recomputed from the published history. lib/LICENSE so the wheels carry the licence. Server: verify 548 OK / 0 BAD, regression x2 1239 passed, PDF 32 pages, 0 errors, 0 overfull.

Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-22 10:17:07 +01:00
vvsandClaude Opus 5 5c0550a0de Open release of A' under the Apache License 2.0: LICENSE (verbatim Apache-2.0 text), NOTICE, licence stated in the paper's availability section and in simbracket's metadata. The next method is not described anywhere in the tree or in the history reachable from this branch. README no longer names the server. PDF rebuilt from the text as it stands. Server: verify 548 OK / 0 BAD, regression x2 1239 passed, PDF 32 pages, 0 errors, 0 overfull.
Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-22 09:40:25 +01:00
vvsandClaude Opus 5 1eb2c1664f Revision 3: exact-zero stop in section 4; Table 12 with the post hoc Lagouanelle variant (branch m>=2: corpus 4 5568, six corpora 18372, multiple/fractional 6540, APS 2960; A' 178/34/28), the controls' missing exit in its caption; the reading of Table 12 restated in 7.1, 6.6 and the conclusion - the analogy order transfers to the classical frame and works better there than in A's split (2809 vs 4042 on multiple roots), and A's layer as a whole (detector with exit) earns its place (+1233 vs -3934). Server: verify 548 OK / 0 BAD, regression x2 1239 passed, PDF 32 pages, 0 errors, 0 overfull.
Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-22 09:31:40 +01:00
vvsandClaude Opus 5 aa304cd262 POSTHOC_lag_branch_2026-09-22: Lagouanelle-in-Chandrupatla restricted to the branch m>=2 (revision 3, point 5), written after K3 and before this run; marked post hoc, outside the K3 decision rule.
Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-22 09:31:21 +01:00
vvsandClaude Opus 5 6a1c264910 Revision 2 into the paper.
2: 'pre-registered' -> 'recorded in advance'; Appendix D states the order is attested only by the author's git history. 3: Dekker, Illinois and false position exhaust the budget on aps.13.00 under either criterion (stalled where |f|<1e-62, no sign change within 1e-6) - hence unchanged totals. 4: exact-zero stops in Table 11 (CHA: Brent 15/20, Chandrupatla 4/20, A' 2/20; corpus 1: none, transformation still 3.4x cheaper). 5: Table 12, the multiplicity estimated during the run (A' ahead; the analogy order inside Chandrupatla closes 31-59% of the gap on multiple roots and pays on simple ones; Lagouanelle blind on side-alternating triples); 6.6, conclusion, future work. 6: Algorithms 1-2 - lo/hi, return on a stall, L_x/L_f and the empty memory, the step pattern as a formula, O(n^2). 7: Table 3's two bracket-scaled rows, dashes in Table 5, the abstract's last sentence (250 words). verify_revision2: 17 checks. Server: verify 544 OK / 0 BAD, regression x2 1238 passed, PDF 32 pages, 0 errors, 0 overfull.

Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-09-22 09:31:19 +01:00
26 changed files with 1594 additions and 196 deletions
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sim-numerics — Root Finding by Similarity and Analogy
Copyright 2026 Valeri Sitnikov
Licensed under the Apache License, Version 2.0 (see LICENSE).
This product includes the proposed bracketing method A′, its reference implementation (simroot),
the compiled library simbracket, the benchmark harness, the problem corpora and every results file
behind the paper.
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# POST HOC — Лагуанель в Chandrupatla, только ветвь m ≥ 2
Записано 2026-09-22 **после** прогона `PREREG_estimated_transform_2026-09-22.md` (К3) и до этого
прогона. Доработка 3, п. 5: вариант К3-Л с двумя ветвями фиксирует дробный порядок на 115
из 154 простых корней APS (точки Chandrupatla лежат по разные стороны корня, θ < 0) и вырождается в
бисекцию; «очевидная поправка — ограничение ветвью m ≥ 2 — должна быть запущена, с пометкой post hoc».
Это **не** запись до прогона: вариант выбран, зная исход К3-Л. В статье он помечается как post hoc и
не входит ни в какое правило вывода из PREREG_estimated_transform.
## Определение
К3-Л2: всё как в К3-Л (`simroot/transformed.py`, оценщик Лагуанеля по трём последним вычислениям,
гистерезис без сброса), кроме одного: m̂ заменяется прочитанным m **только при m ≥ 2** (включая
m = ∞ при θ ≥ 1); ветвь 0 < m ≤ ⅔ не используется.
## Что сообщается
Те же числа, что для К3 в табл. 12: корпус 4, шесть корпусов, 148 кратных/дробных корней, APS; и
сколько простых корней APS заканчивают прогон с m̂ ≠ 1. Один прогон; определение после него не
меняется.
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# sim-numerics — similarity as a step rule for root finding # sim-numerics — similarity and analogy as step rules for root finding
Artifact for the paper `article/sim_numerics.tex`. Every claim in the paper is A bracketing root finder derived from a similarity function, with a decision layer that recognises
produced by one of the scripts below; nothing in the text is transcribed by multiple and fractional roots by analogy, and a worst case of twice bisection plus three evaluations
hand, and `verify_article.py` checks all 72 stated numbers against the run that holds whatever proposes the step.
data as part of the test suite.
Everything here is released under the Apache License 2.0; copyright Valeri Sitnikov (`NOTICE`).
Archive of record, with the paper, the data and the full history:
[10.5281/zenodo.22894336](https://doi.org/10.5281/zenodo.22894336) (version 1.0.0:
[10.5281/zenodo.22894337](https://doi.org/10.5281/zenodo.22894337)).
## Using the method
`lib/` builds `simbracket`, the method as a compiled library (Cython, Python 3.10 or later, wheels for
Linux and Windows in the archive). It agrees with the reference implementation bit for bit, point and
evaluation count, on all 868 problems of the six corpora.
```python
from simbracket import find_root, evaluation_bound
x, nfev, converged = find_root(f, a, b, xtol=1e-12, maxfev=200)
# f(a) and f(b) of opposite signs; stops when the bracket is no wider than xtol or f(x) == 0;
# never more than evaluation_bound(a, b, xtol) = 2*ceil(log2(|b-a|/xtol)) + 3 evaluations
```
From source instead: `simroot.pure.pure_root` with the configuration named `APRIME` in
`sweep_full.py`.
## What it costs
On the 240 problems of corpus 4, fixed before the method's code was frozen, the method needs 3656
evaluations. Chandrupatla's method needs 5717 there, ModAB 5535, Brent 8267 and TOMS 748 8084. It is
the cheapest of those methods on 77% of the problems, and on 88% of the multiple and fractional
roots.
## Reproducing ## Reproducing
Use one platform for all numbers. The test functions call `libm`, whose last digit differs between
platforms, and the same SciPy version scores 2635 for TOMS 748 on Windows against 2636 on Linux for
the same set. The published numbers are from Linux (Ubuntu 24.04, Python 3.12.3).
``` ```
python -m pytest tests/ -q # 490 tests python -m pytest tests -q # 1240 tests
python sweep_full.py # the full grid, writes sweep_full.json python -u verify_article.py # 548 numbers of the paper against the run data
python verify_article.py # every paper number vs the data
``` ```
Heavy runs go to a Linux machine (Python 3.12, run detached with a log, Any table of the paper can be recomputed from scratch with its sweep script; each script's docstring
`setsid nohup ... > sweep.log 2>&1`). **Use one platform for all numbers**: the names the table it produces. Heavy runs belong on a Linux machine, detached, with a log.
test functions call `libm`, whose last digit differs between Windows and Linux,
and the same SciPy version scores 2819 for TOMS 748 on Windows against 2820 on
Linux for the same set. The paper's numbers are the Linux ones.
## Where each claim comes from
| Paper | Claim | Script |
|---|---|---|
| Prop. 1 | the two-point similarity step **is** regula falsi | `tests/test_simroot.py::test_the_pure_two_point_similarity_step_is_regula_falsi_exactly` |
| Prop. 2, Table 1 | contraction law, predicted 0.1716 vs measured 0.1716 | `stage0c_why_pure_fails.py` |
| Cor. 1 | a chosen similarity fails on 5–8 of 8 problems | `stage0b_pure_similarity.py` |
| Cor. 2 | faster similarity is not better (`sqrt`, `cbrt`) | `stage0d_derived_similarity.py` |
| Cor. 3 | derived scale ⇒ the step is \|f\|/\|f'\| ⇒ superlinear | `stage0d_derived_similarity.py`, `stage0e_guard_cost.py` |
| §3 safeguards | bracket vs step vs both, and what each costs | `stage2_guard_modes.py`, `stage3_bound_check.py` |
| §3 order | 1.584 (2-point) vs 1.944 (3-point) | `stage5_three_point.py` |
| §3.1 | project vs replace; the guarantee costs nothing | `stage6_projection.py` |
| §3.1 | the projection invariant, instrumented per step | `stage6b_invariant.py` |
| §4 fairness | ITP is not handicapped; κ₁ and n₀ sweeps | `stage2b_itp_fairness.py` |
| Tables 2, 3 | the 154-configuration ranking on both sets | `sweep_full.py` → `report_sweep.py` |
| Table 4 | the law across the whole grid | `sweep_full.py` → `report_sweep.py` |
| §6 | approach vs endgame, order, boldness, step quality | `stage4_why.py` |
| §7.1 | the prototype-aggregation form loses 0/6/147 | `bench_full.py` (`SIM.pair2d.*`) |
| §7.2 | the 2× bound and high order are incompatible | `stage5_three_point.py`, `tests/test_three_point.py` |
| §7.4 | the symmetric ratio similarity degenerates | `simroot/pure.py` (`PURE_SIMS["ratio"]` docstring), `stage0d` |
## Layout ## Layout
``` ```
simroot/pure.py the method: one similarity, one step rule, three guards simroot/pure.py the method: the similarity step, the decision layer, the projection
simroot/baselines.py bisection, 4 false-position variants, Ridders, Brent, simroot/baselines.py bisection, the false-position family, Ridders, Brent, TOMS 748, ITP
TOMS 748 (SciPy), ITP (own, validated against its theorem) lib/ the source of the compiled library simbracket
simroot/sim.py the prototype-aggregation form — a NEGATIVE result, kept corpus_*.py the problem corpora, as code
because the paper reports it sweep_*.py the runs; each writes its results file
stage0*..stage5* the derivation, in the order it was actually established verify_article.py every number stated in the paper, against the data
bench_full.py 17 methods on both sets article/ the paper
sweep_full.py 9 similarities x 4 scales x 4 guards + 10 baselines PREREG_*.md POSTHOC_*.md what was recorded before each run, and what after
report_sweep.py reads sweep_full.json, produces the paper's tables FINDINGS_*.md what the diagnoses found
verify_article.py asserts the paper against the data (72 checks) tests/ 1240 tests; every bug found in an audit is pinned here
tests/ 490 tests; every bug found in audit is pinned here
``` ```
## Negative results, so they are not reopened ## What was refuted
1. Similarity normalised by the two bracket ends **is** regula falsi, identically. The archive keeps eleven negative results in the form in which they were written, among them: a
2. A faster-changing similarity is not better; what matters is the slope of similarity normalised by the two bracket ends is regula falsi identically; a faster-changing
`1 - S` at zero matching the problem, and only the data supplies it. similarity is not better; every safeguard that *replaces* the computed step with a midpoint destroys
3. Prototype-pair aggregation with softmax over the whole memory loses to the the order, which is why the step is projected instead; and the phase detector whose derivation is
simplest form: 0 wins / 6 ties / 147 losses against Brent on APS. sound and whose estimator is not. They are kept so that they are not reopened.
4. "Our safeguard fires less often" — refuted: Brent discards 53% of its
interpolations on the set it wins, 34% on the set it loses.
5. "Our steps are bolder" — refuted: on Chandrupatla Brent is bolder (56.3%
against 41.8%) and still loses. The mechanism is step *quality*: median
bracket removed 0.275 against 0.058.
6. Every safeguard that REPLACES the computed step with a midpoint destroys the
order: with the three-point scale, order falls from 1.94 to 1.00 and the APS
total from 2806 to 7260. **Resolved** by projecting the step onto the
admissible interval instead (`guard="project"`), which costs nothing on APS
(2806 either way) and gains on Chandrupatla (40/45 at 3220 against 35/45 at
4104 unguarded).
7. Zero slack in the projection is degenerate: a worst case of exactly bisection
demands a halving at every step, leaving the projection no freedom.
8. Writing the projection as a radius around the midpoint instead of a clamp
loses the invariant to cancellation — a relative 8.9e-5 overshoot on eleven
Chandrupatla problems.
```
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"""Revision 2: points 2-7 into article/sim_numerics.md.
2 'pre-registered' -> 'recorded in advance'; Appendix D says the order is attested only by the
author's git history
3 why Dekker, Illinois and false position show the same totals under both criteria
4 exact-zero stops in Table 11, per method
5 control K3 (PREREG_estimated_transform): Table 12 and its paragraph; 6.6, conclusion, future work
6 Algorithms 1-2: lo/hi, the return on a stall, L_x and L_f, an empty memory, the step pattern
as a formula, the O(n^2) search
7 Table 3's two missing bracket-scaled rows; dashes in Table 5; the abstract's last sentence
Exact anchors, each found exactly once, or nothing is written.
python -u apply_article_revision2.py
"""
from __future__ import annotations
PATH = "article/sim_numerics.md"
R = []
def E(old, new):
R.append((old, new))
# ---- point 2
E("The code, the corpora and the pre-registrations are released", "The code, the corpora and the documents that recorded each test before its run are released")
E("Every rule below was pre-registered with a stop rule (Appendix D);", "Every rule below was recorded, with its criteria and stop rule, before its code and run (Appendix D);")
E("because the pre-registered rule removes only a component", "because the rule recorded in advance removes only a component")
E("Pre-registration protects each decision but not the chain:", "Recording each decision in advance protects the decision but not the chain:")
E("by every pre-registered criterion (per problem", "by every criterion recorded in advance (per problem")
E("Both were pre-registered, with what the paper would say under every outcome, before the run", "Both were recorded, with what the paper would say under every outcome, before the run")
E("as the pre-registered criterion required.", "as the criterion recorded in advance required.")
E("the pre-registrations with the commits of Appendix D;", "the advance records with the commits of Appendix D;")
E("and it passed every pre-registered criterion there.", "and it passed every criterion recorded for it there.")
E("was rejected by its own pre-registration,", "was rejected by its own advance record,")
E("## Appendix D. Pre-registrations and the frozen code", "## Appendix D. Advance records and the frozen code")
E("The code of A′ was committed (`8027d7f`)",
"We call these documents advance records, not pre-registrations: they live in the author's repository, and their order relative to the runs is attested only by the author's git history, whose timestamps the author sets; no external registry was used. A deposit with an external timestamp (Zenodo, OSF) before a run would remove that limitation for future tests. The code of A′ was committed (`8027d7f`)")
E("**Table D1.** Pre-registrations, in the order they were written.", "**Table D1.** Advance records, in the order they were written.")
E("| pre-registration | commit | results file | commit | order |", "| advance record | commit | results file | commit | order |")
# ---- point 3
E("and 79/5/70 against Brent.",
"and 79/5/70 against Brent. Dekker, Illinois and false position fail `aps.13.00` under either criterion and so keep their totals: they spend the whole budget without converging, Dekker and Illinois stalled on one side of the zero where $|f|<10^{-62}$ but $f$ does not change sign within $10^{-6}$.")
# ---- point 4
E("With the multiplicity known the transformation is 2.4 to 6.8 times cheaper than A′.",
"With the multiplicity known the transformation is 2.4 to 6.8 times cheaper than A′. Every method, A′ included, stops on an exact zero of the function it evaluates, and on the pure powers of the Chandrupatla set $g$ is exactly linear, so the secant lands on the root: 15 of Brent's 20 runs and 4 of Chandrupatla's end that way there (A′: 2). On new corpus 1 no transformed run ends on a zero, and the transformation is still 3.4 times cheaper.")
# ---- point 5: K3
K3 = """
**The multiplicity estimated during the run.** Between A′ and the oracle lies the natural classical method: Chandrupatla's interpolation on $g=\\operatorname{sign}(f)|f|^{1/\\hat m}$ with $\\hat m$ estimated during the run. Our implementation of Chandrupatla's method (identical to the library on all 199 problems, and to itself when $\\hat m\\equiv1$) keeps the true $f$ at its three points and reads $G(v)=\\operatorname{sign}(v)|v|^{1/\\hat m}$ only in the acceptance band and the interpolation; $\\hat m$ starts at 1 and takes an order read from the last three evaluations whenever that order lies on a branch of §6.1 ($m\\ge2$ or $0<m\\le\\tfrac23$), without reset — the hysteresis of the controls above. The order is read either by Lagouanelle's estimate or by A′'s own analogy (recorded in advance, `sweep_estimated.py`):
**Table 12.** Chandrupatla on the transformed function: the multiplicity estimated during the run, against A′, the oracle of Table 11 and Chandrupatla on $f$. Totals, failures charged; the 148 multiple and fractional roots of Table 11, and the simple-root canonical set.
| method | corpus 4 | six corpora | multiple/fractional (148) | APS |
|---|---|---|---|---|
| **A′** | **3656** | **13032** | 4042 | **2259** |
| Chandrupatla on $g$, $\\hat m$ by analogy | 3806 | 15733 | 2809 | 3453 |
| Chandrupatla on $g$, $\\hat m$ by Lagouanelle | 7526 | 30991 | 6041 | 7215 |
| Chandrupatla on $g$, $m^*$ known (Table 11) | — | — | **1355** | — |
| Chandrupatla on $f$ | 5717 | 16481 | 7011 | 2595 |
A′ is ahead of both estimated forms on corpus 4, in total and problem by problem (against the analogy form 126/38/76, $p=5\\cdot10^{-4}$), and over the six corpora. The two estimators behave differently in this frame. Lagouanelle's reads the parabola through Chandrupatla's points, which alternate sides of the root; there it reports a fractional order on 115 of the 154 simple roots of the canonical set, holds it, and turns the method into little more than bisection. (A variant restricted to the branch $m\\ge2$ was not among the controls recorded.) The analogy's order is the better one here too, and on the multiple and fractional roots it does better inside Chandrupatla's interpolation than inside A′'s split: it closes 59%, 58% and 31% of the gap from A′ to the oracle on the Chandrupatla set, corpus 1 and corpus 4 (322 against 654, 721 against 1229, 1766 against 2159). It pays on simple roots, where it has no exit to take a false reading back (3453 against 2595 on the canonical set). So the decision layer of A′ earns its place against the classical method with an estimated order as well; and the split (7), not the order estimate, is where A′ leaves most to the transformation."""
E("large, and the clearest direction for improving the method.", "large, and the clearest direction for improving the method." + K3)
E("§7.1 puts this claim against the detectors a reader would try first, and against the transformation with the multiplicity known in advance.",
"§7.1 puts this claim against the detectors a reader would try first, and against the transformation with the multiplicity known in advance or estimated during the run.")
E("Its decision layer beats Lagouanelle's estimate, Chandrupatla's band and no detector put in its place;",
"Its decision layer beats Lagouanelle's estimate, Chandrupatla's band and no detector put in its place, and Chandrupatla's method on the transformed function with the order estimated during the run;")
E("the order read from the analogous pair, or its use in the split, loses most of what the transformation could deliver.",
"closing that gap is open.")
# ---- point 6: the algorithms
E(" xn <- clamp(xn, hi - allow, lo + allow) # projection, eq (3)",
" lo, hi <- min(A,B), max(A,B)\n xn <- clamp(xn, hi - allow, lo + allow) # projection, eq (3)")
E(" if xn outside (A,B) or already evaluated: xn <- midpoint(A,B)",
" if xn outside (A,B) or already evaluated: xn <- midpoint(A,B)\n (if the midpoint too was evaluated: return it)")
E(""" # order (6) of the analogous pair: the past configuration
# nearest to c (Euclidean in (xi, phi)), if nearer than the
# line phi = xi; inf if the pair shows L_f < 1 <= L_x; else none
m <- order of the analogous pair""",
""" # order (6) of the analogous pair. q <- the configuration in
# configs nearest to c (Euclidean in (xi, phi)); no m if c or
# configs is empty or q is not nearer than the line phi = xi.
# L_x <- |x-xp| / q.dx, L_f <- |fx-fp| / q.df
# m <- inf if L_f < 1 <= L_x (translation), else ln L_f / ln L_x
m <- order of the analogous pair""")
E(""" # step pattern: the lag 2 .. half the history of highest
# mean similarity of successive length ratios has mean > 1/2,
# and step and x - xp point the same way
if the pattern repeats:""",
""" # step pattern: q_j <- |d_j|/|d_(j-1)| over successive nonzero
# moves d (k of them); rho(u,v) <- min(u,v)/max(u,v); repeats iff
# max over p = 2..floor(k/2) of mean_j rho(q_j, q_(j-p)) > 1/2
if repeats and step, x - xp point the same way:""")
E(" xn <- clamp(xn, hi - allow, lo + allow) # projection (3)",
" lo, hi <- min(A,B), max(A,B)\n xn <- clamp(xn, hi - allow, lo + allow) # projection (3)")
E(" xn <- mid; if mid in {x, xp}: stop", " xn <- mid; if mid in {x, xp}: return mid")
E("implement exactly this and agree bit for bit.",
"implement exactly this and agree bit for bit. The nearest-configuration search runs over the run's memory: $O(n)$ per step, $O(n^2)$ per run of $n$ evaluations ($n\\le200$ here), arithmetic that matters only when $f$ is cheap (Appendix B).")
# ---- point 7
E("| 3 | similarity, $e^{-\\lvert z\\rvert}$, bracket scale, both guards | no | 45/45 | 1778 | 0 |",
"| 3 | similarity, $e^{-\\lvert z\\rvert}$, bracket scale, both guards | no | 45/45 | 1778 | 0 |\n| 4 | similarity, $e^{-\\lvert z\\rvert}$, bracket scale, bracket guard | no | 45/45 | 1848 | 0 |")
E("| 5 | ITP, recommended constants | yes | 45/45 | 1946 | 0 |",
"| 5 | ITP, recommended constants | yes | 45/45 | 1946 | 0 |\n| 6 | similarity, $e^{-\\lvert z\\rvert}$, bracket scale, earned projection | no | 45/45 | 1952 | 0 |")
E("| A′, earned budget (no free constant) | 3417 | 1852 | 5269 | | |", "| A′, earned budget (no free constant) | 3417 | 1852 | 5269 | — | — |")
E("| base rule (§3) | 2634 | 2357 | 4991 | | |", "| base rule (§3) | 2634 | 2357 | 4991 | — | — |")
E("We replace bisection's midpoint rule by a similarity rule — the step grows with how dissimilar $f(x)$ is to the target 0, under a similarity $S$ with $S(0)=1$ — and derive",
"We replace bisection's midpoint rule by a similarity rule — the step grows with the dissimilarity of $f(x)$ to 0 under a similarity $S$ — and derive")
E("With the multiplicity known, the classical transformation $\\operatorname{sign}(f)|f|^{1/m}$ is 2.4 to 6.8 times cheaper on multiple roots.",
"With the multiplicity known, the classical transformation $\\operatorname{sign}(f)|f|^{1/m}$ is 2.4 to 6.8 times cheaper on multiple roots; what A′ adds is an estimate of the order made without knowing it, within a guarantee of twice bisection.")
def main():
src = open(PATH, encoding="utf8").read()
bad = [o[:80] for o, _ in R if src.count(o) != 1]
if bad:
for b in bad:
print("ANCHOR NOT FOUND EXACTLY ONCE:", repr(b))
raise SystemExit(f"{len(bad)} anchors failed; nothing written")
for o, n in R:
src = src.replace(o, n)
open(PATH, "w", encoding="utf8").write(src)
ab = src.split("## Abstract\n\n")[1].split("\n\n---\n")[0]
code = src.split("**Algorithm 2 (A′).**")[1].split("```")[1]
print(f"applied {len(R)}; abstract {len(ab.split())} words; longest Algorithm 2 line "
f"{max(len(l) for l in code.split(chr(10)))}; 'pre-regist' left: {src.lower().count('pre-regist')}")
if __name__ == "__main__":
main()
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"""Revision 3 into article/sim_numerics.md:
4 the exact-zero stop stated in section 4 (it holds for every method on every corpus)
5 Table 12: the post hoc Lagouanelle variant on the branch m >= 2 (marked), the missing exit of
the controls in the caption, and the conclusion from Table 12 restated in 7.1, 6.6 and 8
Exact anchors, each found exactly once, or nothing is written.
python -u apply_article_revision3.py
"""
from __future__ import annotations
PATH = "article/sim_numerics.md"
R = []
def E(old, new):
R.append((old, new))
E("$x$-tolerance $10^{-12}$; budget 200 evaluations.",
"$x$-tolerance $10^{-12}$; budget 200 evaluations. Every method, ours included, stops when its bracket is no wider than $\\varepsilon_x$ or when it evaluates an exact zero of the function it works on; none stops on a small $|f|$.")
E("**Table 12.** Chandrupatla on the transformed function: the multiplicity estimated during the run, against A′, the oracle of Table 11 and Chandrupatla on $f$. Totals, failures charged; the 148 multiple and fractional roots of Table 11, and the simple-root canonical set.",
"**Table 12.** Chandrupatla on the transformed function: the multiplicity estimated during the run, against A′, the oracle of Table 11 and Chandrupatla on $f$. Totals, failures charged; the 148 multiple and fractional roots of Table 11, and the simple-root canonical set. The estimated forms have no exit: an order once taken is held to the end of the run. A′ leaves its regime by the exit of §6.2.")
E("| Chandrupatla on $g$, $\\hat m$ by Lagouanelle | 7526 | 30991 | 6041 | 7215 |",
"| Chandrupatla on $g$, $\\hat m$ by Lagouanelle | 7526 | 30991 | 6041 | 7215 |\n| the same, branch $m\\ge2$ only (post hoc) | 5568 | 18372 | 6540 | 2960 |")
E("(A variant restricted to the branch $m\\ge2$ was not among the controls recorded.)",
"Restricted after the fact to the branch $m\\ge2$ (post hoc, `POSTHOC_lag_branch_2026-09-22.md`), it no longer breaks, but in this frame it hardly sees a multiple root either: 6540 on the 148 multiple and fractional roots against 7011 for Chandrupatla on $f$, and 5568 on corpus 4, with A′ ahead 178/34/28.")
E("So the decision layer of A′ earns its place against the classical method with an estimated order as well; and the split (7), not the order estimate, is where A′ leaves most to the transformation.",
"Two conclusions follow. First, the order read by analogy transfers to the classical frame and works better there than in A′'s own split: on the multiple and fractional roots Chandrupatla's interpolation with that order beats A′ itself (2809 against 4042). Second, A′'s decision layer as a whole — the detector together with its exit — earns its place: without an exit the transferred detector loses more on simple roots than it gains on multiple ones, and A′ stays ahead on corpus 4 and over the six corpora.")
E("§7.1 puts this claim against the detectors a reader would try first, and against the transformation with the multiplicity known in advance or estimated during the run.",
"§7.1 tests this against the detectors a reader would try first and against the classical transformation with the multiplicity known or estimated, and the outcome is sharper than the claim: the order read by analogy transfers to the classical frame and works better there than in A′'s own split, while A′'s exit is what keeps simple roots cheap.")
E("Its decision layer beats Lagouanelle's estimate, Chandrupatla's band and no detector put in its place, and Chandrupatla's method on the transformed function with the order estimated during the run;",
"Its detector, the order read by analogy, beats Lagouanelle's estimate, Chandrupatla's band and no detector put in its place, and it transfers: inside Chandrupatla's interpolation on the transformed function it does better on multiple roots than A′'s own split, while only A′'s exit keeps simple roots cheap;")
def main():
src = open(PATH, encoding="utf8").read()
bad = [o[:80] for o, _ in R if src.count(o) != 1]
if bad:
for b in bad:
print("ANCHOR NOT FOUND EXACTLY ONCE:", repr(b))
raise SystemExit(f"{len(bad)} anchors failed; nothing written")
for o, n in R:
src = src.replace(o, n)
open(PATH, "w", encoding="utf8").write(src)
print(f"applied {len(R)}")
if __name__ == "__main__":
main()
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"""Revision 2 follow-up: the step-pattern comment of Algorithm 2 within 72 characters a line, and the
abstract back under 250 words (same claims).
python -u apply_revision2_fit.py
"""
PATH = "article/sim_numerics.md"
R = [
(""" # step pattern: q_j <- |d_j|/|d_(j-1)| over successive nonzero
# moves d (k of them); rho(u,v) <- min(u,v)/max(u,v); repeats iff
# max over p = 2..floor(k/2) of mean_j rho(q_j, q_(j-p)) > 1/2""",
""" # step pattern: q_j <- |d_j|/|d_(j-1)| over the
# successive nonzero moves d (k ratios);
# rho(u,v) <- min(u,v)/max(u,v); repeats iff
# max_{p=2..floor(k/2)} mean_j rho(q_j, q_(j-p)) > 1/2"""),
("The derivation fixes a base rule before any benchmark is consulted:", "It fixes, before any benchmark, a base rule:"),
("This decision layer, about ten discrete rules selected on two development sets, gives the method A′.",
"This decision layer — about ten discrete rules selected on two development sets — gives A′."),
("what A′ adds is an estimate of the order made without knowing it, within a guarantee of twice bisection.",
"A′ adds an estimate of the order, within a guarantee of twice bisection."),
]
src = open(PATH, encoding="utf8").read()
for o, n in R:
assert src.count(o) == 1, o[:60]
src = src.replace(o, n)
open(PATH, "w", encoding="utf8").write(src)
ab = src.split("## Abstract\n\n")[1].split("\n\n---\n")[0]
code = src.split("**Algorithm 2 (A′).**")[1].split("```")[1]
print(f"abstract {len(ab.split())} words; longest Algorithm 2 line {max(len(l) for l in code.split(chr(10)))}")
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"""verify_article.py checks the numbers the second revision added: Table 12 and its paragraph
(sweep_estimated.json), the exact-zero stops of Table 11 (diag_revision2.point4, fresh), the three
unchanged rows of Table 2 (fresh runs on aps.13.00), the two new rows of Table 3, and the fractional
readings of Lagouanelle's estimate on the canonical set (fresh). Adds verify_revision2() and its call.
python -u apply_verify_revision2.py
"""
PATH = "verify_article.py"
FUNC = '''
def verify_revision2():
"""Revision 2 (points 3, 4, 5, 7)."""
import math
print("\\nRevision 2:")
def cost(v):
return v[0] if v[1] else 200
def tot(r, keep=None):
return sum(cost(v) for p, v in r.items() if keep is None or keep(p))
def sign_p(w, l):
k, n = min(w, l), w + l
return min(1.0, 2.0 * sum(math.comb(n, i) for i in range(k + 1)) / 2.0 ** n)
sets = ("APS", "CHA", "NEW", "RJL", "APP", "D")
K = _load("sweep_estimated.json")
seen, four = _load("sweep_fourth_seen.json"), _load("sweep_fourth_fourth.json")
ap, ch = dict(seen["Aprime"]), dict(seen["chandrupatla"])
ap.update(four["Aprime"])
ch.update(four["chandrupatla"])
K1 = _load("sweep_controls.json")["K1"]
nonsimple = lambda m: m >= 2.0 or m <= 2.0 / 3.0 # noqa: E731
def group(r):
return sum(tot(r[s], lambda p, _m=K1[s]["mstar"]: nonsimple(_m[p])) for s in ("CHA", "NEW", "D"))
rows = {"A'": ap, "K3A": K["k3_analogy"], "K3L": K["k3_lag"], "Ch(f)": ch}
want = {"A'": (3656, 13032, 4042, 2259), "K3A": (3806, 15733, 2809, 3453),
"K3L": (7526, 30991, 6041, 7215), "Ch(f)": (5717, 16481, 7011, 2595)}
for k, r in rows.items():
check(f"Table 12 {k}", (tot(r["D"]), sum(tot(r[s]) for s in sets), group(r), tot(r["APS"])), want[k])
oracle = sum(tot(K1[s]["chandrupatla_g"], lambda p, _m=K1[s]["mstar"]: nonsimple(_m[p]))
for s in ("CHA", "NEW", "D"))
check("Table 12 oracle row (Table 11 sum)", oracle, 1355)
ps = list(ap["D"])
w = sum(cost(ap["D"][p]) < cost(K["k3_analogy"]["D"][p]) for p in ps)
l = sum(cost(ap["D"][p]) > cost(K["k3_analogy"]["D"][p]) for p in ps)
check("A' vs Chandrupatla-on-g with the analogy order, corpus 4", (w, len(ps) - w - l, l), (126, 38, 76))
check("its p (1 digit)", f"{sign_p(w, l):.1g}", "0.0005")
shares = []
for s in ("CHA", "NEW", "D"):
keep = lambda p, _m=K1[s]["mstar"]: nonsimple(_m[p]) # noqa: E731
a_, k_, o_ = tot(ap[s], keep), tot(K["k3_analogy"][s], keep), tot(K1[s]["chandrupatla_g"], keep)
shares.append((k_, a_, round(100 * (a_ - k_) / (a_ - o_))))
check("share of the A'-to-oracle gap closed by the analogy order", shares,
[(322, 654, 59), (721, 1229, 58), (1766, 2159, 31)])
check("K3 bound violations", sum(v[2] for k in K for s in sets for v in K[k][s].values()), 0)
# Lagouanelle's fractional readings on the simple roots of the canonical set (fresh)
from simroot.transformed import chandrupatla_transformed
from sweep_full import load_problems
frac = 0
for s, pid, f, a, b, _r in load_problems():
if s != "APS":
continue
st = {}
chandrupatla_transformed(f, a, b, 1e-12, 200, estimator="lag", stats=st)
m = st.get("m_hat", 1.0)
frac += (0.0 < m <= 2.0 / 3.0)
check("Lagouanelle holds a fractional order on simple APS roots", frac, 115)
# point 4: exact-zero stops (fresh)
import contextlib
import io
import diag_revision2
with contextlib.redirect_stdout(io.StringIO()):
z = diag_revision2.point4()
check("exact-zero stops on CHA: Brent(g), Chandrupatla(g), A'",
(z["CHA"]["brent_g"][1], z["CHA"]["chandrupatla_g"][1], z["CHA"]["Aprime"][1]), (15, 4, 2))
check("exact-zero stops of the transformed runs on corpus 1",
(z["NEW"]["chandrupatla_g"][1], z["NEW"]["brent_g"][1]), (0, 0))
check("corpus 1: transformation 3.4 times cheaper", round(1229 / 358, 1), 3.4)
# point 3: the three unchanged rows of Table 2 (fresh)
from corpus_roots_jl import solved
from sweep_full import make_method
f, a, b = next((f, a, b) for s, pid, f, a, b, _r in load_problems() if pid == "aps.13.00")
got = []
for name in ("dekker", "illinois", "regula_falsi"):
x, n, conv = make_method(("base", name))(f, a, b, 1e-12, 200)
got.append((name, int(n), bool(conv), bool(solved(f, float(x)))))
check("aps.13.00: Dekker, Illinois, false position spend the budget unsolved",
got, [("dekker", 200, False, False), ("illinois", 200, False, False),
("regula_falsi", 200, False, False)])
small = [abs(float(f(float(make_method(("base", nm))(f, a, b, 1e-12, 200)[0])))) < 1e-62
for nm in ("dekker", "illinois")]
check("Dekker and Illinois stall where |f| < 1e-62", small, [True, True])
# point 7: Table 3's two added rows
full = {r["label"]: r for r in _load("sweep_full.json")}
for lb, want_ in (("pure.exp_abs.bracket.bracket", (1848, 45, 0)), ("pure.exp_abs.bracket.credit", (1952, 45, 0))):
c = full[lb]["CHA"]
check(f"Table 3 row {lb}", (c["total"], c["solved"], c["over"]), want_)
'''
src = open(PATH, encoding="utf8").read()
call_old = " verify_controls()\n\n print()"
marker = '\n\nif __name__ == "__main__":\n main()\n'
assert src.count(call_old) == 1 and src.count(marker) == 1
src = src.replace(call_old, " verify_controls()\n verify_revision2()\n\n print()").replace(marker, FUNC + marker)
open(PATH, "w", encoding="utf8").write(src)
print("added verify_revision2")
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@@ -0,0 +1,48 @@
"""verify_article.py checks the round-3 additions: the post hoc row of Table 12
(sweep_estimated_posthoc.json), A' against it on corpus 4, its fractional-free holds, and the
statement that the transferred detector loses more on simple roots than it gains on multiple ones.
python -u apply_verify_revision3.py
"""
PATH = "verify_article.py"
FUNC = '''
def verify_revision3():
"""Revision 3 (point 5): the post hoc branch m >= 2 and the reading of Table 12."""
print("\\nRevision 3:")
def cost(v):
return v[0] if v[1] else 200
def tot(r, keep=None):
return sum(cost(v) for p, v in r.items() if keep is None or keep(p))
sets = ("APS", "CHA", "NEW", "RJL", "APP", "D")
P = _load("sweep_estimated_posthoc.json")
K = _load("sweep_estimated.json")["k3_analogy"]
seen, four = _load("sweep_fourth_seen.json"), _load("sweep_fourth_fourth.json")
ap = dict(seen["Aprime"])
ap.update(four["Aprime"])
K1 = _load("sweep_controls.json")["K1"]
nonsimple = lambda m: m >= 2.0 or m <= 2.0 / 3.0 # noqa: E731
def group(r):
return sum(tot(r[s], lambda p, _m=K1[s]["mstar"]: nonsimple(_m[p])) for s in ("CHA", "NEW", "D"))
check("Table 12 post hoc row", (tot(P["D"]), sum(tot(P[s]) for s in sets), group(P), tot(P["APS"])),
(5568, 18372, 6540, 2960))
ps = list(ap["D"])
w = sum(cost(ap["D"][p]) < cost(P["D"][p]) for p in ps)
l = sum(cost(ap["D"][p]) > cost(P["D"][p]) for p in ps)
check("A' vs the post hoc variant on corpus 4", (w, len(ps) - w - l, l), (178, 34, 28))
check("post hoc violations", sum(v[2] for s in sets for v in P[s].values()), 0)
gain = group(ap) - group(K)
loss = (sum(tot(K[s]) for s in sets) - group(K)) - (sum(tot(ap[s]) for s in sets) - group(ap))
check("transferred detector: gain on multiple roots < loss elsewhere (vs A')", (gain, loss, gain < loss),
(1233, 3934, True))
'''
src = open(PATH, encoding="utf8").read()
call_old = " verify_revision2()\n\n print()"
marker = '\n\nif __name__ == "__main__":\n main()\n'
assert src.count(call_old) == 1 and src.count(marker) == 1
src = src.replace(call_old, " verify_revision2()\n verify_revision3()\n\n print()").replace(marker, FUNC + marker)
open(PATH, "w", encoding="utf8").write(src)
print("added verify_revision3")
+55 -32
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@@ -4,7 +4,7 @@ V. Sitnikov
## Abstract ## Abstract
We replace bisection's midpoint rule by a similarity rule — the step grows with how dissimilar $f(x)$ is to the target 0, under a similarity $S$ with $S(0)=1$ — and derive its contraction factor in closed form. The derivation fixes a base rule before any benchmark is consulted: with the tent similarity and a three-point divided-difference scale it is a Newton step of Muller's order 1.839, clipped to the bracket and projected onto a budget of twice bisection whose multiplier is its one numerical constant. On the 154 problems of Alefeld, Potra and Shi it is level with TOMS 748 and 1.5% behind Chandrupatla's method; on wide brackets it is clearly behind. The gap is a decision, when to give the model up, and we take it by analogy: at a flat root the dimensionless configuration of the last three points recurs under zoom, at a simple root it tends to a line, and the analogous pair gives the order that says whether and where to split. This decision layer, about ten discrete rules selected on two development sets, gives the method A′. On 240 problems fixed before its code was frozen it needs 3656 evaluations against 5717 for Chandrupatla, 5535 for ModAB and 4488 with Lagouanelle's multiplicity estimate in place of the analogy; the lead lies in multiple and fractional roots, present in two of the six families. With the multiplicity known, the classical transformation $\operatorname{sign}(f)|f|^{1/m}$ is 2.4 to 6.8 times cheaper on multiple roots. We replace bisection's midpoint rule by a similarity rule — the step grows with the dissimilarity of $f(x)$ to 0 under a similarity $S$ — and derive its contraction factor in closed form. It fixes, before any benchmark, a base rule: with the tent similarity and a three-point divided-difference scale it is a Newton step of Muller's order 1.839, clipped to the bracket and projected onto a budget of twice bisection whose multiplier is its one numerical constant. On the 154 problems of Alefeld, Potra and Shi it is level with TOMS 748 and 1.5% behind Chandrupatla's method; on wide brackets it is clearly behind. The gap is a decision, when to give the model up, and we take it by analogy: at a flat root the dimensionless configuration of the last three points recurs under zoom, at a simple root it tends to a line, and the analogous pair gives the order that says whether and where to split. This decision layer — about ten discrete rules selected on two development sets — gives A′. On 240 problems fixed before its code was frozen it needs 3656 evaluations against 5717 for Chandrupatla, 5535 for ModAB and 4488 with Lagouanelle's multiplicity estimate in place of the analogy; the lead lies in multiple and fractional roots, present in two of six families. With the multiplicity known, the transformation $\operatorname{sign}(f)|f|^{1/m}$ is 2.4 to 6.8 times cheaper on multiple roots; A′ adds an estimate of the order, within a guarantee of twice bisection.
--- ---
@@ -21,7 +21,7 @@ The paper makes four claims, each measured.
3. The base rule's gap on wide brackets is a decision — when to give the model up — and a similarity of the run to its own past takes it (§6). The resulting method, A′, is tested once on a corpus fixed before its code was frozen, against simpler detectors put in its place, and against the classical transformation with the multiplicity known in advance (§7). 3. The base rule's gap on wide brackets is a decision — when to give the model up — and a similarity of the run to its own past takes it (§6). The resulting method, A′, is tested once on a corpus fixed before its code was frozen, against simpler detectors put in its place, and against the classical transformation with the multiplicity known in advance (§7).
4. Every table uses one criterion, a sign change within $10^{-6}$ of the answer, because the benchmarks' published roots score six problems unsolved for every method (§4, §A.5). 4. Every table uses one criterion, a sign change within $10^{-6}$ of the answer, because the benchmarks' published roots score six problems unsolved for every method (§4, §A.5).
The search that produced these results — readings of the similarity that did not pay, the decomposition of the wide-bracket gap, wall-clock time, and the rejected rules — is reported in Appendices A–C. The code, the corpora and the pre-registrations are released (Appendix D and the availability statement). The search that produced these results — readings of the similarity that did not pay, the decomposition of the wide-bracket gap, wall-clock time, and the rejected rules — is reported in Appendices A–C. The code, the corpora and the documents that recorded each test before its run are released (Appendix D and the availability statement).
--- ---
@@ -116,8 +116,10 @@ while |B - A| > xtol:
if sigma is 0 or not finite: xn <- midpoint(A,B) if sigma is 0 or not finite: xn <- midpoint(A,B)
else: else:
xn <- x + min(1, |f(x)|/sigma) * (far - x) # the step, eq (4) xn <- x + min(1, |f(x)|/sigma) * (far - x) # the step, eq (4)
lo, hi <- min(A,B), max(A,B)
xn <- clamp(xn, hi - allow, lo + allow) # projection, eq (3) xn <- clamp(xn, hi - allow, lo + allow) # projection, eq (3)
if xn outside (A,B) or already evaluated: xn <- midpoint(A,B) if xn outside (A,B) or already evaluated: xn <- midpoint(A,B)
(if the midpoint too was evaluated: return it)
evaluate fn = f(xn); allow <- allow / 2 evaluate fn = f(xn); allow <- allow / 2
xp2, xp, x <- xp, x, xn xp2, xp, x <- xp, x, xn
update the bracket: whichever of A,B keeps the sign change update the bracket: whichever of A,B keeps the sign change
@@ -181,7 +183,7 @@ Three remarks apply to both forms.
**Problem sets.** The 154 problems of Alefeld, Potra and Shi [1] and the 45 of Chandrupatla [3], taken programmatically from SciPy's `scipy.optimize._tstutils` so that no bracket or root is transcribed by hand. **Problem sets.** The 154 problems of Alefeld, Potra and Shi [1] and the 45 of Chandrupatla [3], taken programmatically from SciPy's `scipy.optimize._tstutils` so that no bracket or root is transcribed by hand.
**Cost model.** Evaluations of $f$. A run counts as solved when it reports convergence and $f$ changes sign within $10^{-6}$ of the returned point, or vanishes there — the bracketing notion of a root, the same criterion on every corpus of this paper; $x$-tolerance $10^{-12}$; budget 200 evaluations. Scoring against the published root instead, as the benchmarks' harness does, charges every method the full budget on six problems where $f$ vanishes identically around the root in floating point (§A.5). Head-to-head counts (wins/ties/losses) are taken over every problem of a set with the same charging as the totals. *Failures are charged the full budget*, so no method can buy a low total by giving up early, and totals are reported over all problems rather than over the subset a method happened to solve. Rankings are by failures first, then by total. **Cost model.** Evaluations of $f$. A run counts as solved when it reports convergence and $f$ changes sign within $10^{-6}$ of the returned point, or vanishes there — the bracketing notion of a root, the same criterion on every corpus of this paper; $x$-tolerance $10^{-12}$; budget 200 evaluations. Every method, ours included, stops when its bracket is no wider than $\varepsilon_x$ or when it evaluates an exact zero of the function it works on; none stops on a small $|f|$. Scoring against the published root instead, as the benchmarks' harness does, charges every method the full budget on six problems where $f$ vanishes identically around the root in floating point (§A.5). Head-to-head counts (wins/ties/losses) are taken over every problem of a set with the same charging as the totals. *Failures are charged the full budget*, so no method can buy a low total by giving up early, and totals are reported over all problems rather than over the subset a method happened to solve. Rankings are by failures first, then by total.
**Competitors.** Where SciPy ships the method, the competitor is the library — Chandrupatla is `scipy.optimize.elementwise.find_root`, Brent `brentq`, TOMS 748 `toms748` — run with the stopping rule of every method (a bracket no wider than $\varepsilon_x$, the relative term at machine precision, no stopping on $|f|$) and counted by the same wrapper around $f$. ITP, which has no library implementation, is ours, run with $\epsilon=\varepsilon_x/2$ because it terminates on $b-a\le2\epsilon$, checked against its own theorem ($n_{1/2}+n_0$ iterations at most, on all 154 problems for $n_0\in\{0,1,2,5\}$), and reported both at the authors' constants and as a *per-problem oracle* over a $(\kappa_1,n_0)$ grid — not an achievable method, included so that it cannot be said to have been handicapped. Bisection and the false-position family are ours. **Competitors.** Where SciPy ships the method, the competitor is the library — Chandrupatla is `scipy.optimize.elementwise.find_root`, Brent `brentq`, TOMS 748 `toms748` — run with the stopping rule of every method (a bracket no wider than $\varepsilon_x$, the relative term at machine precision, no stopping on $|f|$) and counted by the same wrapper around $f$. ITP, which has no library implementation, is ours, run with $\epsilon=\varepsilon_x/2$ because it terminates on $b-a\le2\epsilon$, checked against its own theorem ($n_{1/2}+n_0$ iterations at most, on all 154 problems for $n_0\in\{0,1,2,5\}$), and reported both at the authors' constants and as a *per-problem oracle* over a $(\kappa_1,n_0)$ grid — not an achievable method, included so that it cannot be said to have been handicapped. Bisection and the false-position family are ours.
@@ -211,7 +213,7 @@ The grid is nine similarity functions × four scales × seven safeguards = 252 c
| 237 | Illinois [7] | yes | 153/154 | 7045 | 0 | | 237 | Illinois [7] | yes | 153/154 | 7045 | 0 |
| 244 | false position | no | 127/154 | 10560 | — | | 244 | false position | no | 127/154 | 10560 | — |
The base rule and the same rule without any safeguard tie at 2634: the projection never binds on this set. By total, Chandrupatla's method is first with 2595, 1.5% fewer; the base rule and TOMS 748 are level (2634 against 2636). Problem by problem the base rule wins against Chandrupatla 87/24/43 (wins/ties/losses; exact two-sided sign test $p=1.4\cdot10^{-4}$), against TOMS 748 86/16/52, Brent 102/11/41, ITP at its recommended constants 132/3/19, the per-problem ITP oracle 121/4/29, and bisection 152/1/1. It trails Chandrupatla in total because its losses are the larger ones; by function family, the unit in which these problems are independent (§7), the comparison is 6/1/8 of 15 families, a tie. The constant-free variant goes 79/3/72 against Chandrupatla ($p=0.63$), 78/9/67 against TOMS 748 and 79/5/70 against Brent. The base rule and the same rule without any safeguard tie at 2634: the projection never binds on this set. By total, Chandrupatla's method is first with 2595, 1.5% fewer; the base rule and TOMS 748 are level (2634 against 2636). Problem by problem the base rule wins against Chandrupatla 87/24/43 (wins/ties/losses; exact two-sided sign test $p=1.4\cdot10^{-4}$), against TOMS 748 86/16/52, Brent 102/11/41, ITP at its recommended constants 132/3/19, the per-problem ITP oracle 121/4/29, and bisection 152/1/1. It trails Chandrupatla in total because its losses are the larger ones; by function family, the unit in which these problems are independent (§7), the comparison is 6/1/8 of 15 families, a tie. The constant-free variant goes 79/3/72 against Chandrupatla ($p=0.63$), 78/9/67 against TOMS 748 and 79/5/70 against Brent. Dekker, Illinois and false position fail `aps.13.00` under either criterion and so keep their totals: they spend the whole budget without converging, Dekker and Illinois stalled on one side of the zero where $|f|<10^{-62}$ but $f$ does not change sign within $10^{-6}$.
**Table 3.** Chandrupatla, 45 problems, brackets up to $10^{12}$ wide, out of 264 configurations. **Table 3.** Chandrupatla, 45 problems, brackets up to $10^{12}$ wide, out of 264 configurations.
@@ -220,7 +222,9 @@ The base rule and the same rule without any safeguard tie at 2634: the projectio
| 1 | Chandrupatla | no | 45/45 | 1505 | 0 | | 1 | Chandrupatla | no | 45/45 | 1505 | 0 |
| 2 | ITP, per-problem oracle | yes | 45/45 | 1675 | 0 | | 2 | ITP, per-problem oracle | yes | 45/45 | 1675 | 0 |
| 3 | similarity, $e^{-\lvert z\rvert}$, bracket scale, both guards | no | 45/45 | 1778 | 0 | | 3 | similarity, $e^{-\lvert z\rvert}$, bracket scale, both guards | no | 45/45 | 1778 | 0 |
| 4 | similarity, $e^{-\lvert z\rvert}$, bracket scale, bracket guard | no | 45/45 | 1848 | 0 |
| 5 | ITP, recommended constants | yes | 45/45 | 1946 | 0 | | 5 | ITP, recommended constants | yes | 45/45 | 1946 | 0 |
| 6 | similarity, $e^{-\lvert z\rvert}$, bracket scale, earned projection | no | 45/45 | 1952 | 0 |
| 9 | constant-free variant: earned projection | no | 45/45 | 2073 | 0 | | 9 | constant-free variant: earned projection | no | 45/45 | 2073 | 0 |
| 15 | bisection | no | 45/45 | 2136 | 0 | | 15 | bisection | no | 45/45 | 2136 | 0 |
| **49** | **base rule: tent, 3-point, projection ($c=2$)** | **no** | 45/45 | **2357** | 0 | | **49** | **base rule: tent, 3-point, projection ($c=2$)** | **no** | 45/45 | **2357** | 0 |
@@ -253,7 +257,7 @@ Ranked individually and best over scales, the similarities come out $1-|z|$ (542
## 6. The flat regime, recognised by analogy ## 6. The flat regime, recognised by analogy
The base rule's gap on wide brackets is a decision, *when to give the model up* (§A.6): on the pure powers `fun3`–`fun6` the right move is to halve, Chandrupatla's method halves on up to all of its steps, and no reading of a single state measured takes that decision correctly. This section takes it by a similarity of the run to *its own past* — an analogy in Pólya's sense [8], two situations agreeing in more than one relation. Every rule below was pre-registered with a stop rule (Appendix D); the rejected ones are in Appendix C. The base rule's gap on wide brackets is a decision, *when to give the model up* (§A.6): on the pure powers `fun3`–`fun6` the right move is to halve, Chandrupatla's method halves on up to all of its steps, and no reading of a single state measured takes that decision correctly. This section takes it by a similarity of the run to *its own past* — an analogy in Pólya's sense [8], two situations agreeing in more than one relation. Every rule below was recorded, with its criteria and stop rule, before its code and run (Appendix D); the rejected ones are in Appendix C.
### 6.1 The flag: a promise that was not kept ### 6.1 The flag: a promise that was not kept
@@ -305,7 +309,7 @@ which is exact for a pure power and becomes the midpoint as $m\to\infty$. It is
The method this paper proposes, **A′**, is the base rule of §3 — tent similarity, three-point scale, projection with the declared multiplier $c=2$ — with the regime of §6.2–6.3 (the analogy remembered, its translation limit, the split (7), the exit) and the five readings of §6.4. Its constants are bisection's $\tfrac12$ and what follows from it: $\tfrac14=(1-\tfrac12)^2$ and the two branches $m\ge2$, $m\le\tfrac23$ of $|1-1/m|>\tfrac12$. Three choices are declared rather than derived: the multiplier $c$ of the projection (§3.1), the Euclidean geometry of the $(\xi,\varphi)$ plane, and the pattern test of the step lengthening (lags from 2 to half the history, threshold $\tfrac12$). The projection carries the guarantee, $2\lceil\log_2(w_0/\varepsilon_x)\rceil+3$ evaluations; it is verified with no violation on every corpus of this paper and under every safeguard of the grid. The method this paper proposes, **A′**, is the base rule of §3 — tent similarity, three-point scale, projection with the declared multiplier $c=2$ — with the regime of §6.2–6.3 (the analogy remembered, its translation limit, the split (7), the exit) and the five readings of §6.4. Its constants are bisection's $\tfrac12$ and what follows from it: $\tfrac14=(1-\tfrac12)^2$ and the two branches $m\ge2$, $m\le\tfrac23$ of $|1-1/m|>\tfrac12$. Three choices are declared rather than derived: the multiplier $c$ of the projection (§3.1), the Euclidean geometry of the $(\xi,\varphi)$ plane, and the pattern test of the step lengthening (lags from 2 to half the history, threshold $\tfrac12$). The projection carries the guarantee, $2\lceil\log_2(w_0/\varepsilon_x)\rceil+3$ evaluations; it is verified with no violation on every corpus of this paper and under every safeguard of the grid.
Counting numerical constants does not measure the method's freedom, however. Beyond these numbers A′ is a decision layer of about ten discrete rules — the flag, the analogy and its memory, the entry, the exit, the overshoot branch, the split, the step pattern, the half, the contradiction, the tolerance step — chosen on the two development sets among the many candidates of Appendix C. That selection is why the method was tested once on a corpus fixed before its code was frozen, and against simpler rules put in its place (§7). Algorithm 2 is the complete method; `simroot/pure.py` and the compiled `simbracket` implement exactly this and agree bit for bit. Counting numerical constants does not measure the method's freedom, however. Beyond these numbers A′ is a decision layer of about ten discrete rules — the flag, the analogy and its memory, the entry, the exit, the overshoot branch, the split, the step pattern, the half, the contradiction, the tolerance step — chosen on the two development sets among the many candidates of Appendix C. That selection is why the method was tested once on a corpus fixed before its code was frozen, and against simpler rules put in its place (§7). Algorithm 2 is the complete method; `simroot/pure.py` and the compiled `simbracket` implement exactly this and agree bit for bit. The nearest-configuration search runs over the run's memory: $O(n)$ per step, $O(n^2)$ per run of $n$ evaluations ($n\le200$ here), arithmetic that matters only when $f$ is cheap (Appendix B).
**Algorithm 2 (A′).** Notation of Algorithm 1; $S(z)=\max(0,1-|z|)$. **Algorithm 2 (A′).** Notation of Algorithm 1; $S(z)=\max(0,1-|z|)$.
@@ -327,9 +331,11 @@ while |B - A| > xtol:
# unkept promise, and unkept promise with a crossing # unkept promise, and unkept promise with a crossing
flag <- not in_regime and last_model and fx/fp >= 1/4 flag <- not in_regime and last_model and fx/fp >= 1/4
flag_over <- not in_regime and last_model and fx/fp <= -1/4 flag_over <- not in_regime and last_model and fx/fp <= -1/4
# order (6) of the analogous pair: the past configuration # order (6) of the analogous pair. q <- the configuration in
# nearest to c (Euclidean in (xi, phi)), if nearer than the # configs nearest to c (Euclidean in (xi, phi)); no m if c or
# line phi = xi; inf if the pair shows L_f < 1 <= L_x; else none # configs is empty or q is not nearer than the line phi = xi.
# L_x <- |x-xp| / q.dx, L_f <- |fx-fp| / q.df
# m <- inf if L_f < 1 <= L_x (translation), else ln L_f / ln L_x
m <- order of the analogous pair m <- order of the analogous pair
if m >= 2: analogy_seen <- true; m_a <- m if m >= 2: analogy_seen <- true; m_a <- m
if 0 < m <= 2/3: shallow_seen <- true; m_s <- m if 0 < m <= 2/3: shallow_seen <- true; m_s <- m
@@ -343,18 +349,20 @@ while |B - A| > xtol:
else: else:
step <- (1 - S(z)) * (far - x) # eq. (4) step <- (1 - S(z)) * (far - x) # eq. (4)
append x - xp to moves append x - xp to moves
# step pattern: the lag 2 .. half the history of highest # step pattern: q_j <- |d_j|/|d_(j-1)| over the
# mean similarity of successive length ratios has mean > 1/2, # successive nonzero moves d (k ratios);
# and step and x - xp point the same way # rho(u,v) <- min(u,v)/max(u,v); repeats iff
if the pattern repeats: # max_{p=2..floor(k/2)} mean_j rho(q_j, q_(j-p)) > 1/2
if repeats and step, x - xp point the same way:
s <- min(|step|,|x-xp|) / max(|step|,|x-xp|) s <- min(|step|,|x-xp|) / max(|step|,|x-xp|)
step <- step / (1 - s), at most |far - x| long step <- step / (1 - s), at most |far - x| long
if |step| < xtol/2 and last_model and |fx/fp| < 1/4: if |step| < xtol/2 and last_model and |fx/fp| < 1/4:
step <- sign(far - x) * xtol/2 # tolerance step step <- sign(far - x) * xtol/2 # tolerance step
xn <- x + step; model <- true xn <- x + step; model <- true
lo, hi <- min(A,B), max(A,B)
xn <- clamp(xn, hi - allow, lo + allow) # projection (3) xn <- clamp(xn, hi - allow, lo + allow) # projection (3)
if xn outside (A,B) or xn in {x, xp}: if xn outside (A,B) or xn in {x, xp}:
xn <- mid; if mid in {x, xp}: stop xn <- mid; if mid in {x, xp}: return mid
last_model <- model and xn is the model's own point last_model <- model and xn is the model's own point
fn <- f(xn) fn <- f(xn)
if in_regime: # exit if in_regime: # exit
@@ -371,8 +379,8 @@ return midpoint(A,B)
| | APS-154 | CHA-45 | both | A′ per problem, APS | A′ per problem, CHA | | | APS-154 | CHA-45 | both | A′ per problem, APS | A′ per problem, CHA |
|---|---|---|---|---|---| |---|---|---|---|---|---|
| **A′ (proposed)** | **2259** | **1074** | **3333** | — | — | | **A′ (proposed)** | **2259** | **1074** | **3333** | — | — |
| A′, earned budget (no free constant) | 3417 | 1852 | 5269 | | | | A′, earned budget (no free constant) | 3417 | 1852 | 5269 | — | — |
| base rule (§3) | 2634 | 2357 | 4991 | | | | base rule (§3) | 2634 | 2357 | 4991 | — | — |
| Chandrupatla | 2595 | 1505 | 4100 | 103/20/31, $p=3\cdot10^{-10}$ | 31/4/10, $p=0.001$ | | Chandrupatla | 2595 | 1505 | 4100 | 103/20/31, $p=3\cdot10^{-10}$ | 31/4/10, $p=0.001$ |
| TOMS 748 | 2636 | 3088 | 5724 | 127/6/21 | 42/2/1 | | TOMS 748 | 2636 | 3088 | 5724 | 127/6/21 | 42/2/1 |
| Brent | 2707 | 3238 | 5945 | 118/17/19 | 39/3/3 | | Brent | 2707 | 3238 | 5945 | 118/17/19 | 39/3/3 |
@@ -394,7 +402,7 @@ A′ is 12.9% below Chandrupatla on the canonical set and 28.6% below on the wid
| repeated step pattern | −22 | −6 | +123 | −30 | −10 | +34 | +89 | | repeated step pattern | −22 | −6 | +123 | −30 | −10 | +34 | +89 |
| sign contradiction | +11 | −12 | +29 | 0 | +1 | −1 | +28 | | sign contradiction | +11 | −12 | +29 | 0 | +1 | −1 | +28 |
Every component is positive in sum; the regime and the split carry the method. The step pattern (earns on two corpora of six) and the sign contradiction (+28 over 855 problems) are marginal — together under one per cent, 117 of 13032 evaluations — and are kept because the pre-registered rule removes only a component that earns nowhere. Every component is positive in sum; the regime and the split carry the method. The step pattern (earns on two corpora of six) and the sign contradiction (+28 over 855 problems) are marginal — together under one per cent, 117 of 13032 evaluations — and are kept because the rule recorded in advance removes only a component that earns nowhere.
**Table 7.** The similarity in the step of A′: the same method with each of the nine similarity functions of §5.2 in place of the tent, everything else unchanged. Totals on the two sets of §4 and over the six corpora of §7; the guarantee holds with every function. **Table 7.** The similarity in the step of A′: the same method with each of the nine similarity functions of §5.2 in place of the tent, everything else unchanged. Totals on the two sets of §4 and over the six corpora of §7; the guarantee holds with every function.
@@ -427,13 +435,13 @@ Several mechanisms of A′ coincide with classical ones, reached from similarity
| the tolerance step | Dekker [9], Brent [2] — borrowed and named as such | | the tolerance step | Dekker [9], Brent [2] — borrowed and named as such |
| the exit judgment of §6.2 (the value at a split against the line) | ModAB's linearity check at the midpoint [10, 20], $|y_m-y_3|<k\,(|y_3|+|y_m|)$ with $k$ from a symmetry factor; ours compares two predictions, the line and 0, without a factor | | the exit judgment of §6.2 (the value at a split against the line) | ModAB's linearity check at the midpoint [10, 20], $|y_m-y_3|<k\,(|y_3|+|y_m|)$ with $k$ from a symmetry factor; ours compares two predictions, the line and 0, without a factor |
What we found no counterpart for, in the literature we could reach, is the part that carries the gain in Table 6: the *decision* layer. A bracketing method that recognises the regime in which its model has lost by the similarity of the run to its own past — the recurrence of a dimensionless configuration against the linear prototype — reads the order from the analogous pair itself, distinguishes similarity by scaling from similarity by translation, and leaves the regime by a similarity judgment at a point the model did not choose; and a step whose length is set by a similarity function whose form, measured, is decisive. The methods for multiple roots we found are single-point iterations without a bracket, with the multiplicity assumed, estimated from derivatives, or removed by a transformation ([17, 23]; Roots.jl's `Order1B` and `Order2B` [12]); inside a bracket, [22] needs the multiplicity given and recognises a multiple root only by the number of evaluations spent, against a third of bisection's; Chandrupatla takes the decision to halve by an empirical acceptance band [3]. §7.1 puts this claim against the detectors a reader would try first, and against the transformation with the multiplicity known in advance. What we found no counterpart for, in the literature we could reach, is the part that carries the gain in Table 6: the *decision* layer. A bracketing method that recognises the regime in which its model has lost by the similarity of the run to its own past — the recurrence of a dimensionless configuration against the linear prototype — reads the order from the analogous pair itself, distinguishes similarity by scaling from similarity by translation, and leaves the regime by a similarity judgment at a point the model did not choose; and a step whose length is set by a similarity function whose form, measured, is decisive. The methods for multiple roots we found are single-point iterations without a bracket, with the multiplicity assumed, estimated from derivatives, or removed by a transformation ([17, 23]; Roots.jl's `Order1B` and `Order2B` [12]); inside a bracket, [22] needs the multiplicity given and recognises a multiple root only by the number of evaluations spent, against a third of bisection's; Chandrupatla takes the decision to halve by an empirical acceptance band [3]. §7.1 tests this against the detectors a reader would try first and against the classical transformation with the multiplicity known or estimated, and the outcome is sharper than the claim: the order read by analogy transfers to the classical frame and works better there than in A′'s own split, while A′'s exit is what keeps simple roots cheap.
--- ---
## 7. Out-of-sample evidence ## 7. Out-of-sample evidence
Every decision above was taken on the two sets of §4. Pre-registration protects each decision but not the chain: the final configuration — a decision layer of about ten discrete rules, chosen among the many candidates listed in Appendix C — was selected on the same 199 problems. Four further corpora were therefore used, each fixed and committed before any method was run on it, each with its criteria and stop rule written down first. Every decision above was taken on the two sets of §4. Recording each decision in advance protects the decision but not the chain: the final configuration — a decision layer of about ten discrete rules, chosen among the many candidates listed in Appendix C — was selected on the same 199 problems. Four further corpora were therefore used, each fixed and committed before any method was run on it, each with its criteria and stop rule written down first.
1. **New corpus 1** — 206 problems: SciPy's `original` set (6) and five generated classes of 40 (seed 20260921): smooth and transcendental simple roots, multiple roots $|x-r|^p$ with $p\sim U(2,20)$, exponential flanks, near-cancelling terms. 1. **New corpus 1** — 206 problems: SciPy's `original` set (6) and five generated classes of 40 (seed 20260921): smooth and transcendental simple roots, multiple roots $|x-r|^p$ with $p\sim U(2,20)$, exponential flanks, near-cancelling terms.
2. **Roots.jl / ModAB** — the bracketing benchmark of Roots.jl [12] used by ModAB's authors [10]: 91 problems, 13 of which coincide with APS or Chandrupatla functions and are excluded, leaving 78. 2. **Roots.jl / ModAB** — the bracketing benchmark of Roots.jl [12] used by ModAB's authors [10]: 91 problems, 13 of which coincide with APS or Chandrupatla functions and are excluded, leaving 78.
@@ -444,7 +452,7 @@ A root must carry a sign change to be bracketed, so the multiple roots in these
ModAB, the most recent bracketing method we know of, is run from its authors' package (`pymodab` 1.0.9) with the stopping rule and the counting of every other method. The criterion, tolerance, budget and charging are those of §4. ModAB, the most recent bracketing method we know of, is run from its authors' package (`pymodab` 1.0.9) with the stopping rule and the counting of every other method. The criterion, tolerance, budget and charging are those of §4.
The variant carried to corpora 1–3 was A′ without the tolerance step and the overshoot branch. It transferred to corpus 1 by every pre-registered criterion (per problem 105/34/67 against Chandrupatla, $p=0.005$), did *not* transfer to Roots.jl (38/10/30, $p=0.4$) and lost on the applied corpus; the two readings that closed those gaps were developed on the seen corpora and tested once, on corpus 4. The variant carried to corpora 1–3 was A′ without the tolerance step and the overshoot branch. It transferred to corpus 1 by every criterion recorded in advance (per problem 105/34/67 against Chandrupatla, $p=0.005$), did *not* transfer to Roots.jl (38/10/30, $p=0.4$) and lost on the applied corpus; the two readings that closed those gaps were developed on the seen corpora and tested once, on corpus 4.
**Table 8.** A′ against the library rivals on all six corpora (uniform criterion): total evaluations; in brackets the runs that break the $2\times$-bisection bound. **Table 8.** A′ against the library rivals on all six corpora (uniform criterion): total evaluations; in brackets the runs that break the $2\times$-bisection bound.
@@ -488,7 +496,7 @@ Only the last line of corpora is evidence for A′ in the strict sense; the firs
### 7.1 Controls: simpler detectors, and the multiplicity known in advance ### 7.1 Controls: simpler detectors, and the multiplicity known in advance
Two controls ask whether the gain of §6 comes from the recognition by analogy or only from the split (7) with any reasonable detector. Both were pre-registered, with what the paper would say under every outcome, before the run (`sweep_controls.py`). Two controls ask whether the gain of §6 comes from the recognition by analogy or only from the split (7) with any reasonable detector. Both were recorded, with what the paper would say under every outcome, before the run (`sweep_controls.py`).
**Other detectors in A′.** A′ is run with only its detector swapped; the memory, the split, the exit and the five readings of §6.4 are unchanged. (a) *Lagouanelle's estimate* $m_L=1/(1-\theta)$, $\theta=ff''/f'^2$ from the parabola through the last three points ($m_L=\infty$ for $\theta\ge1$), with the same memory — once seen, held until the exit, a hysteresis — entering at $m_L\ge2$ and at $0<m_L\le\tfrac23$ and splitting at $m_L$. (b) *Chandrupatla's acceptance band*, entering when the band rejects the current triple and splitting at the current $m_L$. (c) *No detector*: the regime is entered at every unkept promise. **Other detectors in A′.** A′ is run with only its detector swapped; the memory, the split, the exit and the five readings of §6.4 are unchanged. (a) *Lagouanelle's estimate* $m_L=1/(1-\theta)$, $\theta=ff''/f'^2$ from the parabola through the last three points ($m_L=\infty$ for $\theta\ge1$), with the same memory — once seen, held until the exit, a hysteresis — entering at $m_L\ge2$ and at $0<m_L\le\tfrac23$ and splitting at $m_L$. (b) *Chandrupatla's acceptance band*, entering when the band rejects the current triple and splitting at the current $m_L$. (c) *No detector*: the regime is entered at every unkept promise.
@@ -501,7 +509,7 @@ Two controls ask whether the gain of §6 comes from the recognition by analogy o
| Chandrupatla's band | 2682 | 2526 | 6236 | 20668 | 110/96/34 | $1.5\cdot10^{-10}$ | | Chandrupatla's band | 2682 | 2526 | 6236 | 20668 | 110/96/34 | $1.5\cdot10^{-10}$ |
| none | 2693 | 2526 | 6165 | 20749 | 113/87/40 | $3\cdot10^{-9}$ | | none | 2693 | 2526 | 6165 | 20749 | 113/87/40 | $3\cdot10^{-9}$ |
On corpus 4, the one test, A′ beats all three in total and problem by problem, as the pre-registered criterion required. The competent alternative is Lagouanelle's estimate: it is slightly better on the canonical set (2235 against 2259), and on corpus 4 A′'s lead over it lies in the multiple-root and fractional-power families (1163 against 1739, 924 against 1207); it is behind on $\log(1+q^2)$ of a cubic (503 against 477) and level on the rest. The band and the regime without a detector are worse than no regime at all. The decision layer by analogy therefore earns its place against the detectors a reader would try first. On corpus 4, the one test, A′ beats all three in total and problem by problem, as the criterion recorded in advance required. The competent alternative is Lagouanelle's estimate: it is slightly better on the canonical set (2235 against 2259), and on corpus 4 A′'s lead over it lies in the multiple-root and fractional-power families (1163 against 1739, 924 against 1207); it is behind on $\log(1+q^2)$ of a cubic (503 against 477) and level on the rest. The band and the regime without a detector are worse than no regime at all. The decision layer by analogy therefore earns its place against the detectors a reader would try first.
**The multiplicity known in advance.** The second control asks how good the classical transformation is when its multiplicity is given. Library Chandrupatla and Brent are run on $g=\operatorname{sign}(f)\,|f|^{1/m^*}$, with $m^*$ the order read at the known root — the slope of $\ln|f|$ against $\ln|x-r|$ on both sides at $h=10^{-5}$, rounded to 0.01, and 1 where either side shows no zero (a jump). It is not an achievable method but an upper bound. On the multiple and fractional roots, $m^*\ge2$ or $m^*\le\tfrac23$ — the branches of §6.1 where a tangent step loses to a halving: **The multiplicity known in advance.** The second control asks how good the classical transformation is when its multiplicity is given. Library Chandrupatla and Brent are run on $g=\operatorname{sign}(f)\,|f|^{1/m^*}$, with $m^*$ the order read at the known root — the slope of $\ln|f|$ against $\ln|x-r|$ on both sides at $h=10^{-5}$, rounded to 0.01, and 1 where either side shows no zero (a jump). It is not an achievable method but an upper bound. On the multiple and fractional roots, $m^*\ge2$ or $m^*\le\tfrac23$ — the branches of §6.1 where a tangent step loses to a halving:
@@ -513,7 +521,22 @@ On corpus 4, the one test, A′ beats all three in total and problem by problem,
| new corpus 1 | 40 | 1229 | 358 | 337 | 1792 | | new corpus 1 | 40 | 1229 | 358 | 337 | 1792 |
| corpus 4 | 88 | 2159 | 901 | 844 | 4151 | | corpus 4 | 88 | 2159 | 901 | 844 | 4151 |
With the multiplicity known the transformation is 2.4 to 6.8 times cheaper than A′. A′ is far ahead of Chandrupatla on $f$ itself, which does not know the multiplicity either. On the remaining problems the transformed and untransformed runs differ little and A′ is close to them: ahead on the canonical sets (2259 against 2640, 420 against 437 for Chandrupatla on $g$), behind on corpora 1 and 4 (2061 against 1924, 1497 against 1427). So on multiple roots the contribution of A′ is the estimate of the order without knowing it, and the gap to Table 11 is the price of that estimate — large, and the clearest direction for improving the method. With the multiplicity known the transformation is 2.4 to 6.8 times cheaper than A′. Every method, A′ included, stops on an exact zero of the function it evaluates, and on the pure powers of the Chandrupatla set $g$ is exactly linear, so the secant lands on the root: 15 of Brent's 20 runs and 4 of Chandrupatla's end that way there (A′: 2). On new corpus 1 no transformed run ends on a zero, and the transformation is still 3.4 times cheaper. A′ is far ahead of Chandrupatla on $f$ itself, which does not know the multiplicity either. On the remaining problems the transformed and untransformed runs differ little and A′ is close to them: ahead on the canonical sets (2259 against 2640, 420 against 437 for Chandrupatla on $g$), behind on corpora 1 and 4 (2061 against 1924, 1497 against 1427). So on multiple roots the contribution of A′ is the estimate of the order without knowing it, and the gap to Table 11 is the price of that estimate — large, and the clearest direction for improving the method.
**The multiplicity estimated during the run.** Between A′ and the oracle lies the natural classical method: Chandrupatla's interpolation on $g=\operatorname{sign}(f)|f|^{1/\hat m}$ with $\hat m$ estimated during the run. Our implementation of Chandrupatla's method (identical to the library on all 199 problems, and to itself when $\hat m\equiv1$) keeps the true $f$ at its three points and reads $G(v)=\operatorname{sign}(v)|v|^{1/\hat m}$ only in the acceptance band and the interpolation; $\hat m$ starts at 1 and takes an order read from the last three evaluations whenever that order lies on a branch of §6.1 ($m\ge2$ or $0<m\le\tfrac23$), without reset — the hysteresis of the controls above. The order is read either by Lagouanelle's estimate or by A′'s own analogy (recorded in advance, `sweep_estimated.py`):
**Table 12.** Chandrupatla on the transformed function: the multiplicity estimated during the run, against A′, the oracle of Table 11 and Chandrupatla on $f$. Totals, failures charged; the 148 multiple and fractional roots of Table 11, and the simple-root canonical set. The estimated forms have no exit: an order once taken is held to the end of the run. A′ leaves its regime by the exit of §6.2.
| method | corpus 4 | six corpora | multiple/fractional (148) | APS |
|---|---|---|---|---|
| **A′** | **3656** | **13032** | 4042 | **2259** |
| Chandrupatla on $g$, $\hat m$ by analogy | 3806 | 15733 | 2809 | 3453 |
| Chandrupatla on $g$, $\hat m$ by Lagouanelle | 7526 | 30991 | 6041 | 7215 |
| the same, branch $m\ge2$ only (post hoc) | 5568 | 18372 | 6540 | 2960 |
| Chandrupatla on $g$, $m^*$ known (Table 11) | — | — | **1355** | — |
| Chandrupatla on $f$ | 5717 | 16481 | 7011 | 2595 |
A′ is ahead of both estimated forms on corpus 4, in total and problem by problem (against the analogy form 126/38/76, $p=5\cdot10^{-4}$), and over the six corpora. The two estimators behave differently in this frame. Lagouanelle's reads the parabola through Chandrupatla's points, which alternate sides of the root; there it reports a fractional order on 115 of the 154 simple roots of the canonical set, holds it, and turns the method into little more than bisection. Restricted after the fact to the branch $m\ge2$ (post hoc, `POSTHOC_lag_branch_2026-09-22.md`), it no longer breaks, but in this frame it hardly sees a multiple root either: 6540 on the 148 multiple and fractional roots against 7011 for Chandrupatla on $f$, and 5568 on corpus 4, with A′ ahead 178/34/28. The analogy's order is the better one here too, and on the multiple and fractional roots it does better inside Chandrupatla's interpolation than inside A′'s split: it closes 59%, 58% and 31% of the gap from A′ to the oracle on the Chandrupatla set, corpus 1 and corpus 4 (322 against 654, 721 against 1229, 1766 against 2159). It pays on simple roots, where it has no exit to take a false reading back (3453 against 2595 on the canonical set). Two conclusions follow. First, the order read by analogy transfers to the classical frame and works better there than in A′'s own split: on the multiple and fractional roots Chandrupatla's interpolation with that order beats A′ itself (2809 against 4042). Second, A′'s decision layer as a whole — the detector together with its exit — earns its place: without an exit the transferred detector loses more on simple roots than it gains on multiple ones, and A′ stays ahead on corpus 4 and over the six corpora.
--- ---
@@ -523,11 +546,11 @@ A root finder can be derived from a similarity function alone, and the derivatio
The base rule is level with TOMS 748 and 1.5% behind Chandrupatla's method on the canonical set, and clearly behind Chandrupatla on wide brackets (1505 against 2357); the cause is not the order of the model but the decision to give it up. The base rule is level with TOMS 748 and 1.5% behind Chandrupatla's method on the canonical set, and clearly behind Chandrupatla on wide brackets (1505 against 2357); the cause is not the order of the model but the decision to give it up.
That decision is a similarity too, of the run to its own past: a pure power repeats its configuration under zoom, an exponential under translation, a simple root tends to the line, and the analogous pair reads the order that decides between the model and a split. The method built on it, A′, is ahead of Chandrupatla on both canonical sets, and on a corpus fixed before its code was frozen it needs 36% fewer evaluations and wins 177 problems to 28. Its decision layer beats Lagouanelle's estimate, Chandrupatla's band and no detector put in its place; with the multiplicity known in advance the classical transformation is 2.4 to 6.8 times cheaper on multiple roots, which measures what estimating the order costs. The claim the measurements support is a lead over Brent, TOMS 748, ITP and ModAB everywhere, within a bound of twice bisection that Brent, TOMS 748 and ModAB do not promise and exceed, and over Chandrupatla a lead that is large where roots are multiple, fractional or nearly flat and small where they are simple — not superiority by the same margin everywhere. `fun9`, near-cancelling terms and smooth applied equations are where it is behind or level. That decision is a similarity too, of the run to its own past: a pure power repeats its configuration under zoom, an exponential under translation, a simple root tends to the line, and the analogous pair reads the order that decides between the model and a split. The method built on it, A′, is ahead of Chandrupatla on both canonical sets, and on a corpus fixed before its code was frozen it needs 36% fewer evaluations and wins 177 problems to 28. Its detector, the order read by analogy, beats Lagouanelle's estimate, Chandrupatla's band and no detector put in its place, and it transfers: inside Chandrupatla's interpolation on the transformed function it does better on multiple roots than A′'s own split, while only A′'s exit keeps simple roots cheap; with the multiplicity known in advance the classical transformation is 2.4 to 6.8 times cheaper on multiple roots, which measures what estimating the order costs. The claim the measurements support is a lead over Brent, TOMS 748, ITP and ModAB everywhere, within a bound of twice bisection that Brent, TOMS 748 and ModAB do not promise and exceed, and over Chandrupatla a lead that is large where roots are multiple, fractional or nearly flat and small where they are simple — not superiority by the same margin everywhere. `fun9`, near-cancelling terms and smooth applied equations are where it is behind or level.
### Future work ### Future work
The first is the price of estimating the order. With the multiplicity given, the transformation of §6.3 is 2.4 to 6.8 times cheaper than A′ on multiple and fractional roots (Table 11): the order read from the analogous pair, or its use in the split, loses most of what the transformation could deliver. The first is the price of estimating the order. With the multiplicity given, the transformation of §6.3 is 2.4 to 6.8 times cheaper than A′ on multiple and fractional roots (Table 11): closing that gap is open.
The second is the steep flank. Where the loss remains — `fun9`, the near-cancelling class, 4 − tan x at its pole — the base step approaches along a flank far steeper than its model, and the half contradiction of §6.4 removes only part of the cost. The third is the one geometric choice of §6.2, the Euclidean metric of the $(\xi,\varphi)$ plane: a metric derived from the configuration's own sensitivity would remove it. The second is the steep flank. Where the loss remains — `fun9`, the near-cancelling class, 4 − tan x at its pole — the base step approaches along a flank far steeper than its model, and the half contradiction of §6.4 removes only part of the cost. The third is the one geometric choice of §6.2, the Euclidean metric of the $(\xi,\varphi)$ plane: a metric derived from the configuration's own sensitivity would remove it.
@@ -535,7 +558,7 @@ The second is the steep flank. Where the loss remains — `fun9`, the near-cance
## Code and data availability ## Code and data availability
Everything behind this paper is released with it: the reference implementation of the base rule and of A′ (`simroot/pure.py`); `simbracket`, a compiled library of A′ (Cython; wheels for Linux and Windows, Python 3.10 or later) whose results equal the reference bit for bit on all 868 problems of the six corpora; the corpora as code (`corpus_*.py`); every sweep script with its results file; the pre-registrations with the commits of Appendix D; and `verify_article.py`, which recomputes or re-reads every number stated in this paper and is part of the test suite. All numbers come from one Linux machine (§4). Repository: ⟨repository URL⟩. Everything behind this paper is released with it: the reference implementation of the base rule and of A′ (`simroot/pure.py`); `simbracket`, a compiled library of A′ (Cython; wheels for Linux and Windows, Python 3.10 or later) whose results equal the reference bit for bit on all 868 problems of the six corpora; the corpora as code (`corpus_*.py`); every sweep script with its results file; the advance records with the commits of Appendix D; and `verify_article.py`, which recomputes or re-reads every number stated in this paper and is part of the test suite. All of it is released under the Apache License 2.0. All numbers come from one Linux machine (§4). Archive (code, data and history): https://doi.org/10.5281/zenodo.22894337 (DOI 10.5281/zenodo.22894337).
--- ---
@@ -687,19 +710,19 @@ Three caveats, all of them limitations of the measurement rather than of the met
14. **The model's own point cannot tell a flat root from a simple one.** Judging the evaluated point against the line through the bracket ends and against 0 — the exit judgment of §6.2 — also at *entry* gives 2820 and 1532 against 2935 and 1546 for the exit alone: the model aims at the root, so $f$ is small there by construction and looks flat at a simple root as readily as at a power. The same judgment works at a split, which the model did not choose. 14. **The model's own point cannot tell a flat root from a simple one.** Judging the evaluated point against the line through the bracket ends and against 0 — the exit judgment of §6.2 — also at *entry* gives 2820 and 1532 against 2935 and 1546 for the exit alone: the model aims at the root, so $f$ is small there by construction and looks flat at a simple root as readily as at a power. The same judgment works at a split, which the model did not choose.
15. **The decision reading "defect" does not transfer.** Combined with the regime it was the best configuration on the two development sets (§A.4's defect reading with the flat families of §6), and it passed every pre-registered criterion there. On new corpus 1 it did not: per problem 95/33/78 against Chandrupatla ($p=0.22$), losing the class of exponential flanks 9 to 26. It is therefore not part of A′. 15. **The decision reading "defect" does not transfer.** Combined with the regime it was the best configuration on the two development sets (§A.4's defect reading with the flat families of §6), and it passed every criterion recorded for it there. On new corpus 1 it did not: per problem 95/33/78 against Chandrupatla ($p=0.22$), losing the class of exponential flanks 9 to 26. It is therefore not part of A′.
16. **A component rejected alone can pay in combination.** Remembering the analogy for the run was rejected by its own pre-registration, under the harness scoring of the time (canonical set 2814 against 2806 without the regime; under the sign-change criterion the two are level, 2633 against 2634), and with the split of §6.3 it is the better form (with the step pattern, wide brackets 1250 against 1388 for the analogy read in one state). Composition was measured, not assumed, throughout — which is also why §A.2's readings (2) and (3), each an improvement, are not combined. 16. **A component rejected alone can pay in combination.** Remembering the analogy for the run was rejected by its own advance record, under the harness scoring of the time (canonical set 2814 against 2806 without the regime; under the sign-change criterion the two are level, 2633 against 2634), and with the split of §6.3 it is the better form (with the step pattern, wide brackets 1250 against 1388 for the analogy read in one state). Composition was measured, not assumed, throughout — which is also why §A.2's readings (2) and (3), each an improvement, are not combined.
--- ---
## Appendix D. Pre-registrations and the frozen code ## Appendix D. Advance records and the frozen code
Every rule of §6 and every test of §7 was written down, with its criteria and stop rule, before its code and its run. Table D1 gives, for each document, the commit that first added it and the commit that first added the results its run wrote, both read from git by `check_prereg_order.py`: 25 of the 30 were committed before their results; four were committed together with them, so git cannot order them; one was decided on its smoke run and has no results file. The code of A′ was committed (`8027d7f`) after corpus 4 was defined (`657df10`) and before its results (`6d2531e`); `simroot/pure.py` did not change in between. Every rule of §6 and every test of §7 was written down, with its criteria and stop rule, before its code and its run. Table D1 gives, for each document, the commit that first added it and the commit that first added the results its run wrote, both read from git by `check_prereg_order.py`: 25 of the 30 were committed before their results; four were committed together with them, so git cannot order them; one was decided on its smoke run and has no results file. We call these documents advance records, not pre-registrations: they live in the author's repository, and their order relative to the runs is attested only by the author's git history, whose timestamps the author sets; no external registry was used. A deposit with an external timestamp (Zenodo, OSF) before a run would remove that limitation for future tests. Before publication the history was rewritten to remove infrastructure details (a server address) and working notes not meant for publication (a few files deleted; file names, comments and a few words in three advance records made neutral, cited commit hashes mapped to the new commits; no rule, criterion or number of a record changed); the commits cited here are those of the published history, in which `check_prereg_order.py` recomputes Table D1. The code of A′ was committed (`8027d7f`) after corpus 4 was defined (`657df10`) and before its results (`6d2531e`); `simroot/pure.py` did not change in between.
**Table D1.** Pre-registrations, in the order they were written. **Table D1.** Advance records, in the order they were written.
| pre-registration | commit | results file | commit | order | | advance record | commit | results file | commit | order |
|------------------------------|---------|--------------------------------------|---------|-------------| |------------------------------|---------|--------------------------------------|---------|-------------|
| `logarithmic_2026-09-20` | `f9b062e` | `sweep_log.json` | `84ff1c7` | before | | `logarithmic_2026-09-20` | `f9b062e` | `sweep_log.json` | `84ff1c7` | before |
| `prestep_gate_2026-09-21` | `0617243` | `sweep_gate.json` | `a6116cd` | before | | `prestep_gate_2026-09-21` | `0617243` | `sweep_gate.json` | `a6116cd` | before |
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@@ -88,27 +88,27 @@ a Data-Selected Decision Layer}
\maketitle \maketitle
\begin{abstract} \begin{abstract}
We replace bisection's midpoint rule by a similarity rule --- the step We replace bisection's midpoint rule by a similarity rule --- the step
grows with how dissimilar \(f(x)\) is to the target 0, under a grows with the dissimilarity of \(f(x)\) to 0 under a similarity \(S\)
similarity \(S\) with \(S(0)=1\) --- and derive its contraction factor --- and derive its contraction factor in closed form. It fixes, before
in closed form. The derivation fixes a base rule before any benchmark is any benchmark, a base rule: with the tent similarity and a three-point
consulted: with the tent similarity and a three-point divided-difference divided-difference scale it is a Newton step of Muller's order 1.839,
scale it is a Newton step of Muller's order 1.839, clipped to the clipped to the bracket and projected onto a budget of twice bisection
bracket and projected onto a budget of twice bisection whose multiplier whose multiplier is its one numerical constant. On the 154 problems of
is its one numerical constant. On the 154 problems of Alefeld, Potra and Alefeld, Potra and Shi it is level with TOMS 748 and 1.5\% behind
Shi it is level with TOMS 748 and 1.5\% behind Chandrupatla's method; on Chandrupatla's method; on wide brackets it is clearly behind. The gap is
wide brackets it is clearly behind. The gap is a decision, when to give a decision, when to give the model up, and we take it by analogy: at a
the model up, and we take it by analogy: at a flat root the flat root the dimensionless configuration of the last three points
dimensionless configuration of the last three points recurs under zoom, recurs under zoom, at a simple root it tends to a line, and the
at a simple root it tends to a line, and the analogous pair gives the analogous pair gives the order that says whether and where to split.
order that says whether and where to split. This decision layer, about This decision layer --- about ten discrete rules selected on two
ten discrete rules selected on two development sets, gives the method development sets --- gives A′. On 240 problems fixed before its code was
A′. On 240 problems fixed before its code was frozen it needs 3656 frozen it needs 3656 evaluations against 5717 for Chandrupatla, 5535 for
evaluations against 5717 for Chandrupatla, 5535 for ModAB and 4488 with ModAB and 4488 with Lagouanelle's multiplicity estimate in place of the
Lagouanelle's multiplicity estimate in place of the analogy; the lead analogy; the lead lies in multiple and fractional roots, present in two
lies in multiple and fractional roots, present in two of the six of six families. With the multiplicity known, the transformation
families. With the multiplicity known, the classical transformation
\(\operatorname{sign}(f)|f|^{1/m}\) is 2.4 to 6.8 times cheaper on \(\operatorname{sign}(f)|f|^{1/m}\) is 2.4 to 6.8 times cheaper on
multiple roots. multiple roots; A′ adds an estimate of the order, within a guarantee of
twice bisection.
\end{abstract} \end{abstract}
\hypertarget{introduction}{% \hypertarget{introduction}{%
@@ -162,8 +162,8 @@ The paper makes four claims, each measured.
The search that produced these results --- readings of the similarity The search that produced these results --- readings of the similarity
that did not pay, the decomposition of the wide-bracket gap, wall-clock that did not pay, the decomposition of the wide-bracket gap, wall-clock
time, and the rejected rules --- is reported in Appendices A--C. The time, and the rejected rules --- is reported in Appendices A--C. The
code, the corpora and the pre-registrations are released (Appendix D and code, the corpora and the documents that recorded each test before its
the availability statement). run are released (Appendix D and the availability statement).
\begin{center}\rule{0.5\linewidth}{0.5pt}\end{center} \begin{center}\rule{0.5\linewidth}{0.5pt}\end{center}
@@ -400,8 +400,10 @@ while |B - A| > xtol:
if sigma is 0 or not finite: xn <- midpoint(A,B) if sigma is 0 or not finite: xn <- midpoint(A,B)
else: else:
xn <- x + min(1, |f(x)|/sigma) * (far - x) # the step, eq (4) xn <- x + min(1, |f(x)|/sigma) * (far - x) # the step, eq (4)
lo, hi <- min(A,B), max(A,B)
xn <- clamp(xn, hi - allow, lo + allow) # projection, eq (3) xn <- clamp(xn, hi - allow, lo + allow) # projection, eq (3)
if xn outside (A,B) or already evaluated: xn <- midpoint(A,B) if xn outside (A,B) or already evaluated: xn <- midpoint(A,B)
(if the midpoint too was evaluated: return it)
evaluate fn = f(xn); allow <- allow / 2 evaluate fn = f(xn); allow <- allow / 2
xp2, xp, x <- xp, x, xn xp2, xp, x <- xp, x, xn
update the bracket: whichever of A,B keeps the sign change update the bracket: whichever of A,B keeps the sign change
@@ -554,15 +556,17 @@ transcribed by hand.
it reports convergence and \(f\) changes sign within \(10^{-6}\) of the it reports convergence and \(f\) changes sign within \(10^{-6}\) of the
returned point, or vanishes there --- the bracketing notion of a root, returned point, or vanishes there --- the bracketing notion of a root,
the same criterion on every corpus of this paper; \(x\)-tolerance the same criterion on every corpus of this paper; \(x\)-tolerance
\(10^{-12}\); budget 200 evaluations. Scoring against the published root \(10^{-12}\); budget 200 evaluations. Every method, ours included, stops
instead, as the benchmarks' harness does, charges every method the full when its bracket is no wider than \(\varepsilon_x\) or when it evaluates
budget on six problems where \(f\) vanishes identically around the root an exact zero of the function it works on; none stops on a small
in floating point (§A.5). Head-to-head counts (wins/ties/losses) are \(|f|\). Scoring against the published root instead, as the benchmarks'
taken over every problem of a set with the same charging as the totals. harness does, charges every method the full budget on six problems where
\emph{Failures are charged the full budget}, so no method can buy a low \(f\) vanishes identically around the root in floating point (§A.5).
total by giving up early, and totals are reported over all problems Head-to-head counts (wins/ties/losses) are taken over every problem of a
rather than over the subset a method happened to solve. Rankings are by set with the same charging as the totals. \emph{Failures are charged the
failures first, then by total. full budget}, so no method can buy a low total by giving up early, and
totals are reported over all problems rather than over the subset a
method happened to solve. Rankings are by failures first, then by total.
\textbf{Competitors.} Where SciPy ships the method, the competitor is \textbf{Competitors.} Where SciPy ships the method, the competitor is
the library --- Chandrupatla is the library --- Chandrupatla is
@@ -655,7 +659,11 @@ its losses are the larger ones; by function family, the unit in which
these problems are independent (§7), the comparison is 6/1/8 of 15 these problems are independent (§7), the comparison is 6/1/8 of 15
families, a tie. The constant-free variant goes 79/3/72 against families, a tie. The constant-free variant goes 79/3/72 against
Chandrupatla (\(p=0.63\)), 78/9/67 against TOMS 748 and 79/5/70 against Chandrupatla (\(p=0.63\)), 78/9/67 against TOMS 748 and 79/5/70 against
Brent. Brent. Dekker, Illinois and false position fail \texttt{aps.13.00} under
either criterion and so keep their totals: they spend the whole budget
without converging, Dekker and Illinois stalled on one side of the zero
where \(|f|<10^{-62}\) but \(f\) does not change sign within
\(10^{-6}\).
\textbf{Table 3.} Chandrupatla, 45 problems, brackets up to \(10^{12}\) \textbf{Table 3.} Chandrupatla, 45 problems, brackets up to \(10^{12}\)
wide, out of 264 configurations. wide, out of 264 configurations.
@@ -689,7 +697,11 @@ total evals
2 & ITP, per-problem oracle & yes & 45/45 & 1675 & 0 \\ 2 & ITP, per-problem oracle & yes & 45/45 & 1675 & 0 \\
3 & similarity, \(e^{-\lvert z\rvert}\), bracket scale, both guards & no 3 & similarity, \(e^{-\lvert z\rvert}\), bracket scale, both guards & no
& 45/45 & 1778 & 0 \\ & 45/45 & 1778 & 0 \\
4 & similarity, \(e^{-\lvert z\rvert}\), bracket scale, bracket guard &
no & 45/45 & 1848 & 0 \\
5 & ITP, recommended constants & yes & 45/45 & 1946 & 0 \\ 5 & ITP, recommended constants & yes & 45/45 & 1946 & 0 \\
6 & similarity, \(e^{-\lvert z\rvert}\), bracket scale, earned
projection & no & 45/45 & 1952 & 0 \\
9 & constant-free variant: earned projection & no & 45/45 & 2073 & 0 \\ 9 & constant-free variant: earned projection & no & 45/45 & 2073 & 0 \\
15 & bisection & no & 45/45 & 2136 & 0 \\ 15 & bisection & no & 45/45 & 2136 & 0 \\
\textbf{49} & \textbf{base rule: tent, 3-point, projection (\(c=2\))} & \textbf{49} & \textbf{base rule: tent, 3-point, projection (\(c=2\))} &
@@ -774,8 +786,9 @@ the right move is to halve, Chandrupatla's method halves on up to all of
its steps, and no reading of a single state measured takes that decision its steps, and no reading of a single state measured takes that decision
correctly. This section takes it by a similarity of the run to \emph{its correctly. This section takes it by a similarity of the run to \emph{its
own past} --- an analogy in Pólya's sense {[}8{]}, two situations own past} --- an analogy in Pólya's sense {[}8{]}, two situations
agreeing in more than one relation. Every rule below was pre-registered agreeing in more than one relation. Every rule below was recorded, with
with a stop rule (Appendix D); the rejected ones are in Appendix C. its criteria and stop rule, before its code and run (Appendix D); the
rejected ones are in Appendix C.
\hypertarget{the-flag-a-promise-that-was-not-kept}{% \hypertarget{the-flag-a-promise-that-was-not-kept}{%
\subsubsection{6.1 The flag: a promise that was not \subsubsection{6.1 The flag: a promise that was not
@@ -964,7 +977,10 @@ among the many candidates of Appendix C. That selection is why the
method was tested once on a corpus fixed before its code was frozen, and method was tested once on a corpus fixed before its code was frozen, and
against simpler rules put in its place (§7). Algorithm 2 is the complete against simpler rules put in its place (§7). Algorithm 2 is the complete
method; \texttt{simroot/pure.py} and the compiled \texttt{simbracket} method; \texttt{simroot/pure.py} and the compiled \texttt{simbracket}
implement exactly this and agree bit for bit. implement exactly this and agree bit for bit. The nearest-configuration
search runs over the run's memory: \(O(n)\) per step, \(O(n^2)\) per run
of \(n\) evaluations (\(n\le200\) here), arithmetic that matters only
when \(f\) is cheap (Appendix B).
\textbf{Algorithm 2 (A′).} Notation of Algorithm 1; \textbf{Algorithm 2 (A′).} Notation of Algorithm 1;
\(S(z)=\max(0,1-|z|)\). \(S(z)=\max(0,1-|z|)\).
@@ -987,9 +1003,11 @@ while |B - A| > xtol:
# unkept promise, and unkept promise with a crossing # unkept promise, and unkept promise with a crossing
flag <- not in_regime and last_model and fx/fp >= 1/4 flag <- not in_regime and last_model and fx/fp >= 1/4
flag_over <- not in_regime and last_model and fx/fp <= -1/4 flag_over <- not in_regime and last_model and fx/fp <= -1/4
# order (6) of the analogous pair: the past configuration # order (6) of the analogous pair. q <- the configuration in
# nearest to c (Euclidean in (xi, phi)), if nearer than the # configs nearest to c (Euclidean in (xi, phi)); no m if c or
# line phi = xi; inf if the pair shows L_f < 1 <= L_x; else none # configs is empty or q is not nearer than the line phi = xi.
# L_x <- |x-xp| / q.dx, L_f <- |fx-fp| / q.df
# m <- inf if L_f < 1 <= L_x (translation), else ln L_f / ln L_x
m <- order of the analogous pair m <- order of the analogous pair
if m >= 2: analogy_seen <- true; m_a <- m if m >= 2: analogy_seen <- true; m_a <- m
if 0 < m <= 2/3: shallow_seen <- true; m_s <- m if 0 < m <= 2/3: shallow_seen <- true; m_s <- m
@@ -1003,18 +1021,20 @@ while |B - A| > xtol:
else: else:
step <- (1 - S(z)) * (far - x) # eq. (4) step <- (1 - S(z)) * (far - x) # eq. (4)
append x - xp to moves append x - xp to moves
# step pattern: the lag 2 .. half the history of highest # step pattern: q_j <- |d_j|/|d_(j-1)| over the
# mean similarity of successive length ratios has mean > 1/2, # successive nonzero moves d (k ratios);
# and step and x - xp point the same way # rho(u,v) <- min(u,v)/max(u,v); repeats iff
if the pattern repeats: # max_{p=2..floor(k/2)} mean_j rho(q_j, q_(j-p)) > 1/2
if repeats and step, x - xp point the same way:
s <- min(|step|,|x-xp|) / max(|step|,|x-xp|) s <- min(|step|,|x-xp|) / max(|step|,|x-xp|)
step <- step / (1 - s), at most |far - x| long step <- step / (1 - s), at most |far - x| long
if |step| < xtol/2 and last_model and |fx/fp| < 1/4: if |step| < xtol/2 and last_model and |fx/fp| < 1/4:
step <- sign(far - x) * xtol/2 # tolerance step step <- sign(far - x) * xtol/2 # tolerance step
xn <- x + step; model <- true xn <- x + step; model <- true
lo, hi <- min(A,B), max(A,B)
xn <- clamp(xn, hi - allow, lo + allow) # projection (3) xn <- clamp(xn, hi - allow, lo + allow) # projection (3)
if xn outside (A,B) or xn in {x, xp}: if xn outside (A,B) or xn in {x, xp}:
xn <- mid; if mid in {x, xp}: stop xn <- mid; if mid in {x, xp}: return mid
last_model <- model and xn is the model's own point last_model <- model and xn is the model's own point
fn <- f(xn) fn <- f(xn)
if in_regime: # exit if in_regime: # exit
@@ -1056,8 +1076,8 @@ A′ per problem, CHA
\endlastfoot \endlastfoot
\textbf{A′ (proposed)} & \textbf{2259} & \textbf{1074} & \textbf{3333} & \textbf{A′ (proposed)} & \textbf{2259} & \textbf{1074} & \textbf{3333} &
--- & --- \\ --- & --- \\
A′, earned budget (no free constant) & 3417 & 1852 & 5269 & & \\ A′, earned budget (no free constant) & 3417 & 1852 & 5269 & --- & --- \\
base rule (§3) & 2634 & 2357 & 4991 & & \\ base rule (§3) & 2634 & 2357 & 4991 & --- & --- \\
Chandrupatla & 2595 & 1505 & 4100 & 103/20/31, \(p=3\cdot10^{-10}\) & Chandrupatla & 2595 & 1505 & 4100 & 103/20/31, \(p=3\cdot10^{-10}\) &
31/4/10, \(p=0.001\) \\ 31/4/10, \(p=0.001\) \\
TOMS 748 & 2636 & 3088 & 5724 & 127/6/21 & 42/2/1 \\ TOMS 748 & 2636 & 3088 & 5724 & 127/6/21 & 42/2/1 \\
@@ -1126,8 +1146,8 @@ sign contradiction & +11 & −12 & +29 & 0 & +1 & −1 & +28 \\
Every component is positive in sum; the regime and the split carry the Every component is positive in sum; the regime and the split carry the
method. The step pattern (earns on two corpora of six) and the sign method. The step pattern (earns on two corpora of six) and the sign
contradiction (+28 over 855 problems) are marginal --- together under contradiction (+28 over 855 problems) are marginal --- together under
one per cent, 117 of 13032 evaluations --- and are kept because the one per cent, 117 of 13032 evaluations --- and are kept because the rule
pre-registered rule removes only a component that earns nowhere. recorded in advance removes only a component that earns nowhere.
\textbf{Table 7.} The similarity in the step of A′: the same method with \textbf{Table 7.} The similarity in the step of A′: the same method with
each of the nine similarity functions of §5.2 in place of the tent, each of the nine similarity functions of §5.2 in place of the tent,
@@ -1220,22 +1240,25 @@ Roots.jl's \texttt{Order1B} and \texttt{Order2B} {[}12{]}); inside a
bracket, {[}22{]} needs the multiplicity given and recognises a multiple bracket, {[}22{]} needs the multiplicity given and recognises a multiple
root only by the number of evaluations spent, against a third of root only by the number of evaluations spent, against a third of
bisection's; Chandrupatla takes the decision to halve by an empirical bisection's; Chandrupatla takes the decision to halve by an empirical
acceptance band {[}3{]}. §7.1 puts this claim against the detectors a acceptance band {[}3{]}. §7.1 tests this against the detectors a reader
reader would try first, and against the transformation with the would try first and against the classical transformation with the
multiplicity known in advance. multiplicity known or estimated, and the outcome is sharper than the
claim: the order read by analogy transfers to the classical frame and
works better there than in A′'s own split, while A′'s exit is what keeps
simple roots cheap.
\begin{center}\rule{0.5\linewidth}{0.5pt}\end{center} \begin{center}\rule{0.5\linewidth}{0.5pt}\end{center}
\hypertarget{out-of-sample-evidence}{% \hypertarget{out-of-sample-evidence}{%
\subsection{7. Out-of-sample evidence}\label{out-of-sample-evidence}} \subsection{7. Out-of-sample evidence}\label{out-of-sample-evidence}}
Every decision above was taken on the two sets of §4. Pre-registration Every decision above was taken on the two sets of §4. Recording each
protects each decision but not the chain: the final configuration --- a decision in advance protects the decision but not the chain: the final
decision layer of about ten discrete rules, chosen among the many configuration --- a decision layer of about ten discrete rules, chosen
candidates listed in Appendix C --- was selected on the same 199 among the many candidates listed in Appendix C --- was selected on the
problems. Four further corpora were therefore used, each fixed and same 199 problems. Four further corpora were therefore used, each fixed
committed before any method was run on it, each with its criteria and and committed before any method was run on it, each with its criteria
stop rule written down first. and stop rule written down first.
\begin{enumerate} \begin{enumerate}
\def\labelenumi{\arabic{enumi}.} \def\labelenumi{\arabic{enumi}.}
@@ -1279,8 +1302,8 @@ counting of every other method. The criterion, tolerance, budget and
charging are those of §4. charging are those of §4.
The variant carried to corpora 1--3 was A′ without the tolerance step The variant carried to corpora 1--3 was A′ without the tolerance step
and the overshoot branch. It transferred to corpus 1 by every and the overshoot branch. It transferred to corpus 1 by every criterion
pre-registered criterion (per problem 105/34/67 against Chandrupatla, recorded in advance (per problem 105/34/67 against Chandrupatla,
\(p=0.005\)), did \emph{not} transfer to Roots.jl (38/10/30, \(p=0.4\)) \(p=0.005\)), did \emph{not} transfer to Roots.jl (38/10/30, \(p=0.4\))
and lost on the applied corpus; the two readings that closed those gaps and lost on the applied corpus; the two readings that closed those gaps
were developed on the seen corpora and tested once, on corpus 4. were developed on the seen corpora and tested once, on corpus 4.
@@ -1426,8 +1449,8 @@ advance}\label{controls-simpler-detectors-and-the-multiplicity-known-in-advance}
Two controls ask whether the gain of §6 comes from the recognition by Two controls ask whether the gain of §6 comes from the recognition by
analogy or only from the split (7) with any reasonable detector. Both analogy or only from the split (7) with any reasonable detector. Both
were pre-registered, with what the paper would say under every outcome, were recorded, with what the paper would say under every outcome, before
before the run (\texttt{sweep\_controls.py}). the run (\texttt{sweep\_controls.py}).
\textbf{Other detectors in A′.} A′ is run with only its detector \textbf{Other detectors in A′.} A′ is run with only its detector
swapped; the memory, the split, the exit and the five readings of §6.4 swapped; the memory, the split, the exit and the five readings of §6.4
@@ -1483,7 +1506,7 @@ none & 2693 & 2526 & 6165 & 20749 & 113/87/40 & \(3\cdot10^{-9}\) \\
\end{longtable} \end{longtable}
On corpus 4, the one test, A′ beats all three in total and problem by On corpus 4, the one test, A′ beats all three in total and problem by
problem, as the pre-registered criterion required. The competent problem, as the criterion recorded in advance required. The competent
alternative is Lagouanelle's estimate: it is slightly better on the alternative is Lagouanelle's estimate: it is slightly better on the
canonical set (2235 against 2259), and on corpus 4 A′'s lead over it canonical set (2235 against 2259), and on corpus 4 A′'s lead over it
lies in the multiple-root and fractional-power families (1163 against lies in the multiple-root and fractional-power families (1163 against
@@ -1538,15 +1561,102 @@ corpus 4 & 88 & 2159 & 901 & 844 & 4151 \\
\end{longtable} \end{longtable}
With the multiplicity known the transformation is 2.4 to 6.8 times With the multiplicity known the transformation is 2.4 to 6.8 times
cheaper than A′. A′ is far ahead of Chandrupatla on \(f\) itself, which cheaper than A′. Every method, A′ included, stops on an exact zero of
does not know the multiplicity either. On the remaining problems the the function it evaluates, and on the pure powers of the Chandrupatla
transformed and untransformed runs differ little and A′ is close to set \(g\) is exactly linear, so the secant lands on the root: 15 of
them: ahead on the canonical sets (2259 against 2640, 420 against 437 Brent's 20 runs and 4 of Chandrupatla's end that way there (A′: 2). On
for Chandrupatla on \(g\)), behind on corpora 1 and 4 (2061 against new corpus 1 no transformed run ends on a zero, and the transformation
1924, 1497 against 1427). So on multiple roots the contribution of A′ is is still 3.4 times cheaper. A′ is far ahead of Chandrupatla on \(f\)
the estimate of the order without knowing it, and the gap to Table 11 is itself, which does not know the multiplicity either. On the remaining
the price of that estimate --- large, and the clearest direction for problems the transformed and untransformed runs differ little and A′ is
improving the method. close to them: ahead on the canonical sets (2259 against 2640, 420
against 437 for Chandrupatla on \(g\)), behind on corpora 1 and 4 (2061
against 1924, 1497 against 1427). So on multiple roots the contribution
of A′ is the estimate of the order without knowing it, and the gap to
Table 11 is the price of that estimate --- large, and the clearest
direction for improving the method.
\textbf{The multiplicity estimated during the run.} Between A′ and the
oracle lies the natural classical method: Chandrupatla's interpolation
on \(g=\operatorname{sign}(f)|f|^{1/\hat m}\) with \(\hat m\) estimated
during the run. Our implementation of Chandrupatla's method (identical
to the library on all 199 problems, and to itself when
\(\hat m\equiv1\)) keeps the true \(f\) at its three points and reads
\(G(v)=\operatorname{sign}(v)|v|^{1/\hat m}\) only in the acceptance
band and the interpolation; \(\hat m\) starts at 1 and takes an order
read from the last three evaluations whenever that order lies on a
branch of §6.1 (\(m\ge2\) or \(0<m\le\tfrac23\)), without reset --- the
hysteresis of the controls above. The order is read either by
Lagouanelle's estimate or by A′'s own analogy (recorded in advance,
\texttt{sweep\_estimated.py}):
\textbf{Table 12.} Chandrupatla on the transformed function: the
multiplicity estimated during the run, against A′, the oracle of Table
11 and Chandrupatla on \(f\). Totals, failures charged; the 148 multiple
and fractional roots of Table 11, and the simple-root canonical set. The
estimated forms have no exit: an order once taken is held to the end of
the run. A′ leaves its regime by the exit of §6.2.
\begin{longtable}[]{@{}
>{\raggedright\arraybackslash}p{(\columnwidth - 8\tabcolsep) * \real{0.2000}}
>{\raggedright\arraybackslash}p{(\columnwidth - 8\tabcolsep) * \real{0.2000}}
>{\raggedright\arraybackslash}p{(\columnwidth - 8\tabcolsep) * \real{0.2000}}
>{\raggedright\arraybackslash}p{(\columnwidth - 8\tabcolsep) * \real{0.2000}}
>{\raggedright\arraybackslash}p{(\columnwidth - 8\tabcolsep) * \real{0.2000}}@{}}
\toprule\noalign{}
\begin{minipage}[b]{\linewidth}\raggedright
method
\end{minipage} & \begin{minipage}[b]{\linewidth}\raggedright
corpus 4
\end{minipage} & \begin{minipage}[b]{\linewidth}\raggedright
six corpora
\end{minipage} & \begin{minipage}[b]{\linewidth}\raggedright
multiple/fractional (148)
\end{minipage} & \begin{minipage}[b]{\linewidth}\raggedright
APS
\end{minipage} \\
\midrule\noalign{}
\endhead
\bottomrule\noalign{}
\endlastfoot
\textbf{A′} & \textbf{3656} & \textbf{13032} & 4042 & \textbf{2259} \\
Chandrupatla on \(g\), \(\hat m\) by analogy & 3806 & 15733 & 2809 &
3453 \\
Chandrupatla on \(g\), \(\hat m\) by Lagouanelle & 7526 & 30991 & 6041 &
7215 \\
the same, branch \(m\ge2\) only (post hoc) & 5568 & 18372 & 6540 &
2960 \\
Chandrupatla on \(g\), \(m^*\) known (Table 11) & --- & --- &
\textbf{1355} & --- \\
Chandrupatla on \(f\) & 5717 & 16481 & 7011 & 2595 \\
\end{longtable}
A′ is ahead of both estimated forms on corpus 4, in total and problem by
problem (against the analogy form 126/38/76, \(p=5\cdot10^{-4}\)), and
over the six corpora. The two estimators behave differently in this
frame. Lagouanelle's reads the parabola through Chandrupatla's points,
which alternate sides of the root; there it reports a fractional order
on 115 of the 154 simple roots of the canonical set, holds it, and turns
the method into little more than bisection. Restricted after the fact to
the branch \(m\ge2\) (post hoc,
\texttt{POSTHOC\_lag\_branch\_2026-09-22.md}), it no longer breaks, but
in this frame it hardly sees a multiple root either: 6540 on the 148
multiple and fractional roots against 7011 for Chandrupatla on \(f\),
and 5568 on corpus 4, with A′ ahead 178/34/28. The analogy's order is
the better one here too, and on the multiple and fractional roots it
does better inside Chandrupatla's interpolation than inside A′'s split:
it closes 59\%, 58\% and 31\% of the gap from A′ to the oracle on the
Chandrupatla set, corpus 1 and corpus 4 (322 against 654, 721 against
1229, 1766 against 2159). It pays on simple roots, where it has no exit
to take a false reading back (3453 against 2595 on the canonical set).
Two conclusions follow. First, the order read by analogy transfers to
the classical frame and works better there than in A′'s own split: on
the multiple and fractional roots Chandrupatla's interpolation with that
order beats A′ itself (2809 against 4042). Second, A′'s decision layer
as a whole --- the detector together with its exit --- earns its place:
without an exit the transferred detector loses more on simple roots than
it gains on multiple ones, and A′ stays ahead on corpus 4 and over the
six corpora.
\begin{center}\rule{0.5\linewidth}{0.5pt}\end{center} \begin{center}\rule{0.5\linewidth}{0.5pt}\end{center}
@@ -1574,9 +1684,12 @@ translation, a simple root tends to the line, and the analogous pair
reads the order that decides between the model and a split. The method reads the order that decides between the model and a split. The method
built on it, A′, is ahead of Chandrupatla on both canonical sets, and on built on it, A′, is ahead of Chandrupatla on both canonical sets, and on
a corpus fixed before its code was frozen it needs 36\% fewer a corpus fixed before its code was frozen it needs 36\% fewer
evaluations and wins 177 problems to 28. Its decision layer beats evaluations and wins 177 problems to 28. Its detector, the order read by
Lagouanelle's estimate, Chandrupatla's band and no detector put in its analogy, beats Lagouanelle's estimate, Chandrupatla's band and no
place; with the multiplicity known in advance the classical detector put in its place, and it transfers: inside Chandrupatla's
interpolation on the transformed function it does better on multiple
roots than A′'s own split, while only A′'s exit keeps simple roots
cheap; with the multiplicity known in advance the classical
transformation is 2.4 to 6.8 times cheaper on multiple roots, which transformation is 2.4 to 6.8 times cheaper on multiple roots, which
measures what estimating the order costs. The claim the measurements measures what estimating the order costs. The claim the measurements
support is a lead over Brent, TOMS 748, ITP and ModAB everywhere, within support is a lead over Brent, TOMS 748, ITP and ModAB everywhere, within
@@ -1592,9 +1705,7 @@ behind or level.
The first is the price of estimating the order. With the multiplicity The first is the price of estimating the order. With the multiplicity
given, the transformation of §6.3 is 2.4 to 6.8 times cheaper than A′ on given, the transformation of §6.3 is 2.4 to 6.8 times cheaper than A′ on
multiple and fractional roots (Table 11): the order read from the multiple and fractional roots (Table 11): closing that gap is open.
analogous pair, or its use in the split, loses most of what the
transformation could deliver.
The second is the steep flank. Where the loss remains --- \texttt{fun9}, The second is the steep flank. Where the loss remains --- \texttt{fun9},
the near-cancelling class, 4 − tan x at its pole --- the base step the near-cancelling class, 4 − tan x at its pole --- the base step
@@ -1616,10 +1727,12 @@ implementation of the base rule and of A′ (\texttt{simroot/pure.py});
and Windows, Python 3.10 or later) whose results equal the reference bit and Windows, Python 3.10 or later) whose results equal the reference bit
for bit on all 868 problems of the six corpora; the corpora as code for bit on all 868 problems of the six corpora; the corpora as code
(\texttt{corpus\_*.py}); every sweep script with its results file; the (\texttt{corpus\_*.py}); every sweep script with its results file; the
pre-registrations with the commits of Appendix D; and advance records with the commits of Appendix D; and
\texttt{verify\_article.py}, which recomputes or re-reads every number \texttt{verify\_article.py}, which recomputes or re-reads every number
stated in this paper and is part of the test suite. All numbers come stated in this paper and is part of the test suite. All of it is
from one Linux machine (§4). Repository: ⟨repository URL⟩. released under the Apache License 2.0. All numbers come from one Linux
machine (§4). Archive (code, data and history):
https://doi.org/10.5281/zenodo.22894337 (DOI 10.5281/zenodo.22894337).
\begin{center}\rule{0.5\linewidth}{0.5pt}\end{center} \begin{center}\rule{0.5\linewidth}{0.5pt}\end{center}
@@ -2254,17 +2367,17 @@ results}\label{appendix-c.-negative-results}}
\textbf{The decision reading ``defect'' does not transfer.} Combined \textbf{The decision reading ``defect'' does not transfer.} Combined
with the regime it was the best configuration on the two development with the regime it was the best configuration on the two development
sets (§A.4's defect reading with the flat families of §6), and it sets (§A.4's defect reading with the flat families of §6), and it
passed every pre-registered criterion there. On new corpus 1 it did passed every criterion recorded for it there. On new corpus 1 it did
not: per problem 95/33/78 against Chandrupatla (\(p=0.22\)), losing not: per problem 95/33/78 against Chandrupatla (\(p=0.22\)), losing
the class of exponential flanks 9 to 26. It is therefore not part of the class of exponential flanks 9 to 26. It is therefore not part of
A′. A′.
\item \item
\textbf{A component rejected alone can pay in combination.} \textbf{A component rejected alone can pay in combination.}
Remembering the analogy for the run was rejected by its own Remembering the analogy for the run was rejected by its own advance
pre-registration, under the harness scoring of the time (canonical set record, under the harness scoring of the time (canonical set 2814
2814 against 2806 without the regime; under the sign-change criterion against 2806 without the regime; under the sign-change criterion the
the two are level, 2633 against 2634), and with the split of §6.3 it two are level, 2633 against 2634), and with the split of §6.3 it is
is the better form (with the step pattern, wide brackets 1250 against the better form (with the step pattern, wide brackets 1250 against
1388 for the analogy read in one state). Composition was measured, not 1388 for the analogy read in one state). Composition was measured, not
assumed, throughout --- which is also why §A.2's readings (2) and (3), assumed, throughout --- which is also why §A.2's readings (2) and (3),
each an improvement, are not combined. each an improvement, are not combined.
@@ -2272,9 +2385,9 @@ results}\label{appendix-c.-negative-results}}
\begin{center}\rule{0.5\linewidth}{0.5pt}\end{center} \begin{center}\rule{0.5\linewidth}{0.5pt}\end{center}
\hypertarget{appendix-d.-pre-registrations-and-the-frozen-code}{% \hypertarget{appendix-d.-advance-records-and-the-frozen-code}{%
\subsection{Appendix D. Pre-registrations and the frozen \subsection{Appendix D. Advance records and the frozen
code}\label{appendix-d.-pre-registrations-and-the-frozen-code}} code}\label{appendix-d.-advance-records-and-the-frozen-code}}
Every rule of §6 and every test of §7 was written down, with its Every rule of §6 and every test of §7 was written down, with its
criteria and stop rule, before its code and its run. Table D1 gives, for criteria and stop rule, before its code and its run. Table D1 gives, for
@@ -2282,12 +2395,24 @@ each document, the commit that first added it and the commit that first
added the results its run wrote, both read from git by added the results its run wrote, both read from git by
\texttt{check\_prereg\_order.py}: 25 of the 30 were committed before \texttt{check\_prereg\_order.py}: 25 of the 30 were committed before
their results; four were committed together with them, so git cannot their results; four were committed together with them, so git cannot
order them; one was decided on its smoke run and has no results file. order them; one was decided on its smoke run and has no results file. We
The code of A′ was committed (\texttt{8027d7f}) after corpus 4 was call these documents advance records, not pre-registrations: they live
defined (\texttt{657df10}) and before its results (\texttt{6d2531e}); in the author's repository, and their order relative to the runs is
attested only by the author's git history, whose timestamps the author
sets; no external registry was used. A deposit with an external
timestamp (Zenodo, OSF) before a run would remove that limitation for
future tests. Before publication the history was rewritten to remove
infrastructure details (a server address) and working notes not meant
for publication (a few files deleted; file names, comments and a few
words in three advance records made neutral, cited commit hashes mapped
to the new commits; no rule, criterion or number of a record changed);
the commits cited here are those of the published history, in which
\texttt{check\_prereg\_order.py} recomputes Table D1. The code of A′ was
committed (\texttt{8027d7f}) after corpus 4 was defined
(\texttt{657df10}) and before its results (\texttt{6d2531e});
\texttt{simroot/pure.py} did not change in between. \texttt{simroot/pure.py} did not change in between.
\textbf{Table D1.} Pre-registrations, in the order they were written. \textbf{Table D1.} Advance records, in the order they were written.
\begin{longtable}[]{@{} \begin{longtable}[]{@{}
>{\raggedright\arraybackslash}p{(\columnwidth - 8\tabcolsep) * \real{0.3030}} >{\raggedright\arraybackslash}p{(\columnwidth - 8\tabcolsep) * \real{0.3030}}
@@ -2297,7 +2422,7 @@ defined (\texttt{657df10}) and before its results (\texttt{6d2531e});
>{\raggedright\arraybackslash}p{(\columnwidth - 8\tabcolsep) * \real{0.1313}}@{}} >{\raggedright\arraybackslash}p{(\columnwidth - 8\tabcolsep) * \real{0.1313}}@{}}
\toprule\noalign{} \toprule\noalign{}
\begin{minipage}[b]{\linewidth}\raggedright \begin{minipage}[b]{\linewidth}\raggedright
pre-registration advance record
\end{minipage} & \begin{minipage}[b]{\linewidth}\raggedright \end{minipage} & \begin{minipage}[b]{\linewidth}\raggedright
commit commit
\end{minipage} & \begin{minipage}[b]{\linewidth}\raggedright \end{minipage} & \begin{minipage}[b]{\linewidth}\raggedright
+4
View File
@@ -58,6 +58,8 @@ def ends_on_zero(method, f, g, a, b):
def point4(): def point4():
"""Returns {corpus: {method: [problems, exact-zero stops, evaluations]}} and prints it."""
out = {}
for s in ("CHA", "NEW", "D"): for s in ("CHA", "NEW", "D"):
tally = {"chandrupatla_g": [0, 0, 0], "brent_g": [0, 0, 0], "Aprime": [0, 0, 0]} tally = {"chandrupatla_g": [0, 0, 0], "brent_g": [0, 0, 0], "Aprime": [0, 0, 0]}
for pid, f, a, b, r in k1_problems(s): for pid, f, a, b, r in k1_problems(s):
@@ -78,6 +80,8 @@ def point4():
t[2] += n t[2] += n
print(f"{s}: problems {tally['Aprime'][0]}; runs ending on an exact zero / total evaluations: " + print(f"{s}: problems {tally['Aprime'][0]}; runs ending on an exact zero / total evaluations: " +
"; ".join(f"{k} {v[1]}/{v[2]}" for k, v in tally.items())) "; ".join(f"{k} {v[1]}/{v[2]}" for k, v in tally.items()))
out[s] = tally
return out
if __name__ == "__main__": if __name__ == "__main__":
+202
View File
@@ -0,0 +1,202 @@
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+1
View File
@@ -36,6 +36,7 @@ setup(
name="simbracket", name="simbracket",
version="1.0.0", version="1.0.0",
description="Bracketing root finding by similarity and analogy (compiled).", description="Bracketing root finding by similarity and analogy (compiled).",
license="Apache-2.0",
packages=["simbracket"], packages=["simbracket"],
package_data={}, package_data={},
include_package_data=False, include_package_data=False,
+8
View File
@@ -0,0 +1,8 @@
10:04:29 up 20 days, 19:02, 5 users, load average: 0.19, 0.90, 0.86
7 passed in 1.37s
K3-L2 (post hoc): corpus 4 5568 six corpora 18372 multiple/fractional 6540 APS 2960
A' on corpus 4 against it: 178/34/28 p=6.8e-28
per corpus: APS 2960 CHA 1751 NEW 4698 RJL 1676 APP 1719 D 5568
violations 0
APS runs ending with m_hat != 1: 11 of 154
posthoc done
+5 -2
View File
@@ -17,7 +17,8 @@ import math
from .baselines import Counter, _Budget from .baselines import Counter, _Budget
from .pure import _analogy_order, _config3, _lagouanelle_raw from .pure import _analogy_order, _config3, _lagouanelle_raw
ESTIMATORS = ("none", "lag", "analogy") # "lag2": POSTHOC_lag_branch_2026-09-22 - Lagouanelle on the branch m >= 2 only (post hoc)
ESTIMATORS = ("none", "lag", "analogy", "lag2")
def _G(v, inv): def _G(v, inv):
@@ -49,8 +50,10 @@ def chandrupatla_transformed(f, a, b, xtol, maxfev, estimator="none", stats=None
if estimator == "none" or len(hist) < 3: if estimator == "none" or len(hist) < 3:
return return
(xp2, fp2), (xp, fp), (xc, fc) = hist[-3], hist[-2], hist[-1] (xp2, fp2), (xp, fp), (xc, fc) = hist[-3], hist[-2], hist[-1]
if estimator == "lag": if estimator in ("lag", "lag2"):
m = _lagouanelle_raw(xc, fc, xp, fp, xp2, fp2) m = _lagouanelle_raw(xc, fc, xp, fp, xp2, fp2)
if estimator == "lag2" and m is not None and m < 2.0:
m = None # the fractional branch is not used (post hoc variant)
else: else:
cur = _config3(xc, fc, xp, fp, xp2, fp2) cur = _config3(xc, fc, xp, fp, xp2, fp2)
m = _analogy_order(cur, configs, translation=True) m = _analogy_order(cur, configs, translation=True)
File diff suppressed because one or more lines are too long
+84
View File
@@ -0,0 +1,84 @@
"""POSTHOC_lag_branch_2026-09-22: Chandrupatla on sign(f)|f|^(1/m_hat) with Lagouanelle's estimate
restricted to the branch m >= 2 (K3-L2), post hoc, with the harness of sweep_fourth.py. The
registered K3 run (sweep_estimated.py / .json) is not touched.
python -u sweep_estimated_posthoc.py run -> sweep_estimated_posthoc.json, report
python -u sweep_estimated_posthoc.py --report
"""
from __future__ import annotations
import functools
import json
import sys
from multiprocessing import Pool
import sweep_fourth
import sweep_full
from simroot.transformed import chandrupatla_transformed
from sweep_controls import nonsimple
from sweep_oos import sign_p
sweep_full.EXTRA_BASELINES["k3_lag2"] = functools.partial(chandrupatla_transformed, estimator="lag2")
sweep_fourth.CONFIGS["k3_lag2"] = ("base", "k3_lag2")
SETS = ("APS", "CHA", "NEW", "RJL", "APP", "D")
def job(which):
return sweep_fourth.evaluate(("k3_lag2", which))[1]
def cost(v):
return v[0] if v[1] else 200
def tot(r, keep=None):
return sum(cost(v) for p, v in r.items() if keep is None or keep(p))
def held_on_simple_roots():
"""How many APS runs end holding m_hat != 1 (fresh)."""
n = 0
for s, pid, f, a, b, _r in sweep_full.load_problems():
if s != "APS":
continue
st = {}
chandrupatla_transformed(f, a, b, 1e-12, 200, estimator="lag2", stats=st)
n += st.get("m_hat", 1.0) != 1.0
return n
def report(R):
seen = json.load(open("sweep_fourth_seen.json", encoding="utf8"))
four = json.load(open("sweep_fourth_fourth.json", encoding="utf8"))
ap = dict(seen["Aprime"])
ap.update(four["Aprime"])
K1 = json.load(open("sweep_controls.json", encoding="utf8"))["K1"]
grp = sum(tot(R[s], lambda p, _m=K1[s]["mstar"]: nonsimple(_m[p])) for s in ("CHA", "NEW", "D"))
ps = list(ap["D"])
w = sum(cost(ap["D"][p]) < cost(R["D"][p]) for p in ps)
l = sum(cost(ap["D"][p]) > cost(R["D"][p]) for p in ps)
print(f"K3-L2 (post hoc): corpus 4 {tot(R['D'])} six corpora {sum(tot(R[s]) for s in SETS)} "
f"multiple/fractional {grp} APS {tot(R['APS'])}")
print(f" A' on corpus 4 against it: {w}/{len(ps) - w - l}/{l} p={sign_p(w, l):.2g}")
print(f" per corpus: " + " ".join(f"{s} {tot(R[s])}" for s in SETS))
print(f" violations {sum(v[2] for s in SETS for v in R[s].values())}")
print(f" APS runs ending with m_hat != 1: {held_on_simple_roots()} of 154")
def main():
if "--report" not in sys.argv:
with Pool(2) as pool:
parts = pool.map(job, ("seen", "fourth"))
R = {}
for p in parts:
R.update(p)
with open("sweep_estimated_posthoc.json", "w", encoding="utf8") as fh:
json.dump(R, fh)
with open("sweep_estimated_posthoc.json", encoding="utf8") as fh:
R = json.load(fh)
report(R)
print("posthoc done")
if __name__ == "__main__":
main()
+9
View File
@@ -23,6 +23,15 @@ def test_without_an_estimate_it_is_chandrupatla_bit_for_bit():
assert not bad, bad[:5] assert not bad, bad[:5]
def test_the_post_hoc_branch_never_holds_a_fractional_order():
"""POSTHOC_lag_branch_2026-09-22: 'lag2' takes only readings m >= 2."""
for s, pid, f, a, b, _r in PROBS:
st = {}
x, n, ok = chandrupatla_transformed(f, a, b, 1e-12, 200, estimator="lag2", stats=st)
assert min(a, b) <= x <= max(a, b), pid
assert st.get("m_hat", 1.0) == 1.0 or st["m_hat"] >= 2.0, (pid, st)
@pytest.mark.parametrize("estimator", ("lag", "analogy")) @pytest.mark.parametrize("estimator", ("lag", "analogy"))
def test_with_an_estimate_it_still_brackets(estimator): def test_with_an_estimate_it_still_brackets(estimator):
for s, pid, f, a, b, _r in PROBS: for s, pid, f, a, b, _r in PROBS:
+125
View File
@@ -222,6 +222,8 @@ def main():
verify_flat_regime_and_oos() verify_flat_regime_and_oos()
verify_revision1() verify_revision1()
verify_controls() verify_controls()
verify_revision2()
verify_revision3()
print() print()
if FAILS: if FAILS:
@@ -1089,5 +1091,128 @@ def verify_controls():
want) want)
def verify_revision2():
"""Revision 2 (points 3, 4, 5, 7)."""
import math
print("\nRevision 2:")
def cost(v):
return v[0] if v[1] else 200
def tot(r, keep=None):
return sum(cost(v) for p, v in r.items() if keep is None or keep(p))
def sign_p(w, l):
k, n = min(w, l), w + l
return min(1.0, 2.0 * sum(math.comb(n, i) for i in range(k + 1)) / 2.0 ** n)
sets = ("APS", "CHA", "NEW", "RJL", "APP", "D")
K = _load("sweep_estimated.json")
seen, four = _load("sweep_fourth_seen.json"), _load("sweep_fourth_fourth.json")
ap, ch = dict(seen["Aprime"]), dict(seen["chandrupatla"])
ap.update(four["Aprime"])
ch.update(four["chandrupatla"])
K1 = _load("sweep_controls.json")["K1"]
nonsimple = lambda m: m >= 2.0 or m <= 2.0 / 3.0 # noqa: E731
def group(r):
return sum(tot(r[s], lambda p, _m=K1[s]["mstar"]: nonsimple(_m[p])) for s in ("CHA", "NEW", "D"))
rows = {"A'": ap, "K3A": K["k3_analogy"], "K3L": K["k3_lag"], "Ch(f)": ch}
want = {"A'": (3656, 13032, 4042, 2259), "K3A": (3806, 15733, 2809, 3453),
"K3L": (7526, 30991, 6041, 7215), "Ch(f)": (5717, 16481, 7011, 2595)}
for k, r in rows.items():
check(f"Table 12 {k}", (tot(r["D"]), sum(tot(r[s]) for s in sets), group(r), tot(r["APS"])), want[k])
oracle = sum(tot(K1[s]["chandrupatla_g"], lambda p, _m=K1[s]["mstar"]: nonsimple(_m[p]))
for s in ("CHA", "NEW", "D"))
check("Table 12 oracle row (Table 11 sum)", oracle, 1355)
ps = list(ap["D"])
w = sum(cost(ap["D"][p]) < cost(K["k3_analogy"]["D"][p]) for p in ps)
l = sum(cost(ap["D"][p]) > cost(K["k3_analogy"]["D"][p]) for p in ps)
check("A' vs Chandrupatla-on-g with the analogy order, corpus 4", (w, len(ps) - w - l, l), (126, 38, 76))
check("its p (1 digit)", f"{sign_p(w, l):.1g}", "0.0005")
shares = []
for s in ("CHA", "NEW", "D"):
keep = lambda p, _m=K1[s]["mstar"]: nonsimple(_m[p]) # noqa: E731
a_, k_, o_ = tot(ap[s], keep), tot(K["k3_analogy"][s], keep), tot(K1[s]["chandrupatla_g"], keep)
shares.append((k_, a_, round(100 * (a_ - k_) / (a_ - o_))))
check("share of the A'-to-oracle gap closed by the analogy order", shares,
[(322, 654, 59), (721, 1229, 58), (1766, 2159, 31)])
check("K3 bound violations", sum(v[2] for k in K for s in sets for v in K[k][s].values()), 0)
# Lagouanelle's fractional readings on the simple roots of the canonical set (fresh)
from simroot.transformed import chandrupatla_transformed
from sweep_full import load_problems
frac = 0
for s, pid, f, a, b, _r in load_problems():
if s != "APS":
continue
st = {}
chandrupatla_transformed(f, a, b, 1e-12, 200, estimator="lag", stats=st)
m = st.get("m_hat", 1.0)
frac += (0.0 < m <= 2.0 / 3.0)
check("Lagouanelle holds a fractional order on simple APS roots", frac, 115)
# point 4: exact-zero stops (fresh)
import contextlib
import io
import diag_revision2
with contextlib.redirect_stdout(io.StringIO()):
z = diag_revision2.point4()
check("exact-zero stops on CHA: Brent(g), Chandrupatla(g), A'",
(z["CHA"]["brent_g"][1], z["CHA"]["chandrupatla_g"][1], z["CHA"]["Aprime"][1]), (15, 4, 2))
check("exact-zero stops of the transformed runs on corpus 1",
(z["NEW"]["chandrupatla_g"][1], z["NEW"]["brent_g"][1]), (0, 0))
check("corpus 1: transformation 3.4 times cheaper", round(1229 / 358, 1), 3.4)
# point 3: the three unchanged rows of Table 2 (fresh)
from corpus_roots_jl import solved
from sweep_full import make_method
f, a, b = next((f, a, b) for s, pid, f, a, b, _r in load_problems() if pid == "aps.13.00")
got = []
for name in ("dekker", "illinois", "regula_falsi"):
x, n, conv = make_method(("base", name))(f, a, b, 1e-12, 200)
got.append((name, int(n), bool(conv), bool(solved(f, float(x)))))
check("aps.13.00: Dekker, Illinois, false position spend the budget unsolved",
got, [("dekker", 200, False, False), ("illinois", 200, False, False),
("regula_falsi", 200, False, False)])
small = [abs(float(f(float(make_method(("base", nm))(f, a, b, 1e-12, 200)[0])))) < 1e-62
for nm in ("dekker", "illinois")]
check("Dekker and Illinois stall where |f| < 1e-62", small, [True, True])
# point 7: Table 3's two added rows
full = {r["label"]: r for r in _load("sweep_full.json")}
for lb, want_ in (("pure.exp_abs.bracket.bracket", (1848, 45, 0)), ("pure.exp_abs.bracket.credit", (1952, 45, 0))):
c = full[lb]["CHA"]
check(f"Table 3 row {lb}", (c["total"], c["solved"], c["over"]), want_)
def verify_revision3():
"""Revision 3 (point 5): the post hoc branch m >= 2 and the reading of Table 12."""
print("\nRevision 3:")
def cost(v):
return v[0] if v[1] else 200
def tot(r, keep=None):
return sum(cost(v) for p, v in r.items() if keep is None or keep(p))
sets = ("APS", "CHA", "NEW", "RJL", "APP", "D")
P = _load("sweep_estimated_posthoc.json")
K = _load("sweep_estimated.json")["k3_analogy"]
seen, four = _load("sweep_fourth_seen.json"), _load("sweep_fourth_fourth.json")
ap = dict(seen["Aprime"])
ap.update(four["Aprime"])
K1 = _load("sweep_controls.json")["K1"]
nonsimple = lambda m: m >= 2.0 or m <= 2.0 / 3.0 # noqa: E731
def group(r):
return sum(tot(r[s], lambda p, _m=K1[s]["mstar"]: nonsimple(_m[p])) for s in ("CHA", "NEW", "D"))
check("Table 12 post hoc row", (tot(P["D"]), sum(tot(P[s]) for s in sets), group(P), tot(P["APS"])),
(5568, 18372, 6540, 2960))
ps = list(ap["D"])
w = sum(cost(ap["D"][p]) < cost(P["D"][p]) for p in ps)
l = sum(cost(ap["D"][p]) > cost(P["D"][p]) for p in ps)
check("A' vs the post hoc variant on corpus 4", (w, len(ps) - w - l, l), (178, 34, 28))
check("post hoc violations", sum(v[2] for s in sets for v in P[s].values()), 0)
gain = group(ap) - group(K)
loss = (sum(tot(K[s]) for s in sets) - group(K)) - (sum(tot(ap[s]) for s in sets) - group(ap))
check("transferred detector: gain on multiple roots < loss elsewhere (vs A')", (gain, loss, gain < loss),
(1233, 3934, True))
if __name__ == "__main__": if __name__ == "__main__":
main() main()
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# Root Finding by Similarity and Analogy — code, data and history
Code, data and full development history for the paper *Root Finding by Similarity and Analogy: A
Bracketing Method with a Data-Selected Decision Layer* (V. Sitnikov, 2026; manuscript, included in
`source/article/`). Everything behind the paper is here, under the Apache License 2.0: the method's
reference implementation, a compiled library of the proposed method A′, the benchmark harness, the
problem corpora, every results file, the records written before each run, the manuscript itself, and
the full development history.
## Contents
| path | what |
|---|---|
| `source/` | the repository at the commit the paper was built from: `simroot/` (the reference implementation of the base rule, A′ and every variant the paper measures), `lib/` (the source of the compiled library `simbracket`), the sweep scripts, corpora (`corpus_*.py`), diagnoses, the verifier `verify_article.py`, the tests, every results file (`sweep_*.json`, `results_*.txt`), the records written before the runs (`PREREG_*.md`, `POSTHOC_*.md`), the findings (`FINDINGS_*.md`) and the paper (`article/`) |
| `sim-numerics.bundle` | the full git history of that branch (`git clone sim-numerics.bundle`); the commits cited in the paper's Appendix D are in it |
| `wheels/` | `simbracket`, A′ as a compiled library (Python ≥ 3.10; Linux and Windows builds) |
| `requirements.txt`, `reproduce.sh` | the Python packages used, and the one-command reproduction |
| `SHA256SUMS` | checksums of every file in the archive |
## Requirements
**Linux x86_64 for reproducing the numbers.** The paper's numbers come from one Linux machine (Ubuntu
24.04, glibc 2.39, Python 3.12.3). The test functions call the platform's `libm`, whose last digit
differs between platforms; on Windows, TOMS 748 needs 2635 evaluations on the Alefeld–Potra–Shi set
instead of 2636, and two of the paper's fresh recomputations move by a few evaluations. Using the
method needs no particular platform.
## Reproduce
```bash
./reproduce.sh
```
creates a virtual environment, installs `requirements.txt` and the `simbracket` wheel, and in `source/`
runs
1. `python -u verify_article.py` — recomputes or re-reads every number stated in the paper (548) and
compares it with the value printed there; it ends with *every number stated in the paper matches the
sweep data*;
2. `python -m pytest tests/test_simbracket_equivalence.py` — the compiled library equals the reference
implementation bit for bit, point and evaluation count, on all 868 problems of the six corpora.
Any table can be recomputed from scratch with its sweep script; each script's docstring names the table
it produces (for example `python -u rescore_uniform.py` for the protocol tables, `python -u
sweep_fourth.py --fourth` for corpus 4, `python -u sweep_controls.py` and `python -u sweep_estimated.py`
for the controls). The full test suite is `python -m pytest tests`.
## Use A′ on your own problem
```python
from simbracket import find_root, evaluation_bound
x, nfev, converged = find_root(f, a, b, xtol=1e-12, maxfev=200)
# f(a) and f(b) of opposite signs; stops when the bracket is no wider than xtol or f(x) == 0;
# never more than evaluation_bound(a, b, xtol) = 2*ceil(log2(|b-a|/xtol)) + 3 evaluations
```
or, from source, `simroot.pure.pure_root` with the configuration named `APRIME` in `sweep_full.py`.
## The records and their order
`PREREG_*.md` were written, and committed, before the runs they describe; `POSTHOC_*.md` after, as
marked. Appendix D of the paper lists each record with its commit and the commit of its results;
`check_prereg_order.py` recomputes that table from the history in `sim-numerics.bundle`. The order is
attested by the author's git history, not by an external registry. Before publication the history was
rewritten to remove infrastructure details (a server address) and working notes not meant for
publication (a few files deleted; file names, comments and a few words in three advance records made
neutral, cited commit hashes mapped to the new commits; no rule, criterion or number of a record
changed); the commit hashes cited in the paper are those of the rewritten history in this archive.
## Citing
The archive: https://doi.org/10.5281/zenodo.22894337 (DOI 10.5281/zenodo.22894337). Cite this archive by its DOI.
## Licence
Apache License 2.0 (`LICENSE`); copyright Valeri Sitnikov (`NOTICE`).
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#!/bin/bash
# Clean-room check of the Zenodo archive on Linux: unzip into an empty directory, install only the
# simbracket wheel from the archive (dependencies from the existing environment, nothing downloaded),
# run the verifier and the equivalence test from source/, and recompute Appendix D from the bundled
# history. Usage: cleanroom_check.sh <zip>
set -e
export OMP_NUM_THREADS=1 OPENBLAS_NUM_THREADS=1 MKL_NUM_THREADS=1
PY=~/torchenv/bin/python
Z=$(readlink -f "$1")
R=~/zenodo_cleanroom
rm -rf $R && mkdir -p $R && cd $R
$PY -c "import zipfile,sys; zipfile.ZipFile(sys.argv[1]).extractall('.')" "$Z"
D=$(ls -d sim-numerics-*/)
cd $R/$D
echo "== checksums"; sha256sum -c --quiet SHA256SUMS && echo "all match"
$PY -m pip install --quiet --no-deps --target $R/site wheels/simbracket-*-linux_x86_64.whl
cd source
export PYTHONPATH=$R/site:.
$PY -c "import simbracket, simroot.pure; print('simbracket', simbracket.__file__); print('reference', simroot.pure.__file__)"
echo "== verify_article.py"
$PY -u verify_article.py > $R/verify.log 2>&1 || true
echo "OK $(grep -c '^ OK' $R/verify.log) BAD $(grep -c '^ BAD' $R/verify.log)"
grep '^ BAD' $R/verify.log || true
grep -A6 '^Traceback' $R/verify.log || true
tail -1 $R/verify.log
echo "== equivalence test"
$PY -m pytest tests/test_simbracket_equivalence.py -q -p no:cacheprovider 2>&1 | tail -1
echo "== Appendix D from the bundled history"
cd $R && git clone --quiet $R/$D/sim-numerics.bundle hist && cd hist
$PY -u check_prereg_order.py | grep '^| `' > $R/appD_from_history.txt
grep '^| `' $R/$D/source/results_prereg_order.txt > $R/appD_in_archive.txt
if diff -q $R/appD_from_history.txt $R/appD_in_archive.txt; then echo "Appendix D reproduced from the history: identical"; else echo "Appendix D DIFFERS"; fi
grep -c '^| `' $R/appD_from_history.txt
echo "=== CLEANROOM DONE ==="
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"""Build the Zenodo archive (open release, Apache-2.0): the repository at HEAD of release
(`git archive`), its full history (`git bundle`), the simbracket wheels, README, requirements, the
reproduction script, LICENSE, NOTICE and SHA256SUMS - zipped as sim-numerics-<version>.zip.
Refuses to build if the tree or the bundled history contains the server address or the
specifics of the next method, if HEAD is not release, or if a text file of the archive has
Windows line ends.
python -u zenodo/make_open_package.py 1.0.0
"""
from __future__ import annotations
import hashlib
import os
import shutil
import subprocess
import sys
import zipfile
ROOT = os.path.dirname(os.path.dirname(os.path.abspath(__file__)))
VERSION = sys.argv[1] if len(sys.argv) > 1 else "1.0.0"
NAME = f"sim-numerics-{VERSION}"
OUT = os.path.join(ROOT, "zenodo_build")
PKG = os.path.join(OUT, NAME)
# The strings that must appear in no commit are read from a file OUTSIDE the repository (named by
# $ZENODO_FORBIDDEN): listing them here would put them into the history this check protects.
FORBIDDEN_FILE = os.environ.get("ZENODO_FORBIDDEN", "")
WHEELS = ["lib/dist/simbracket-1.0.0-cp310-abi3-linux_x86_64.whl",
"lib/dist/simbracket-1.0.0-cp310-abi3-win_amd64.whl"]
CRLF = bytes([13, 10])
def git(*args, **kw):
return subprocess.run(["git", "-C", ROOT, *args], check=True, capture_output=True, **kw)
def main():
branch = git("branch", "--show-current", text=True).stdout.strip()
assert branch == "release", branch
assert not git("status", "--porcelain", "--untracked-files=no", text=True).stdout.strip(), \
"commit everything first: the archive is HEAD"
assert FORBIDDEN_FILE and os.path.isfile(FORBIDDEN_FILE), "set ZENODO_FORBIDDEN to the private list"
assert not os.path.abspath(FORBIDDEN_FILE).startswith(ROOT), "the list must live outside the repository"
forbidden = [ln.strip() for ln in open(FORBIDDEN_FILE, encoding="utf8") if ln.strip()]
for s in forbidden: # every commit of the branch
hits = subprocess.run(["git", "-C", ROOT, "log", "release", "-p", "-S", s, "--format=%h"],
capture_output=True, text=True, encoding="utf8").stdout.split()
assert not hits, (s, hits[:3])
if os.path.isdir(OUT):
shutil.rmtree(OUT)
os.makedirs(os.path.join(PKG, "wheels"))
tar = os.path.join(OUT, "source.tar")
# core.autocrlf=false: the archive carries the repository's LF line ends, not Windows' CRLF
git("-c", "core.autocrlf=false", "archive", "--format=tar", "--prefix=source/", "-o", tar, "HEAD")
shutil.unpack_archive(tar, PKG)
os.remove(tar)
# HEAD too, so that `git clone sim-numerics.bundle` checks the branch out
git("bundle", "create", os.path.join(PKG, "sim-numerics.bundle"), "HEAD", "release")
for w in WHEELS:
shutil.copy(os.path.join(ROOT, w), os.path.join(PKG, "wheels"))
src = os.path.join(PKG, "source") # from the archive: LF, exactly as committed
for f in ("README.md", "requirements.txt", "reproduce.sh"):
shutil.copy(os.path.join(src, "zenodo", f), os.path.join(PKG, f))
for f in ("LICENSE", "NOTICE"):
shutil.copy(os.path.join(src, f), os.path.join(PKG, f))
bad = []
for d, _, files in os.walk(PKG):
for f in files:
if f.endswith((".py", ".sh", ".md", ".txt")) or f in ("LICENSE", "NOTICE"):
if CRLF in open(os.path.join(d, f), "rb").read():
bad.append(os.path.relpath(os.path.join(d, f), PKG))
assert not bad, ("Windows line ends", bad[:5])
sums = []
for d, _, files in os.walk(PKG):
for f in sorted(files):
p = os.path.join(d, f)
rel = os.path.relpath(p, PKG).replace("\\", "/")
sums.append(f"{hashlib.sha256(open(p, 'rb').read()).hexdigest()} {rel}")
with open(os.path.join(PKG, "SHA256SUMS"), "w", encoding="ascii", newline="\n") as fh:
fh.write("\n".join(sorted(sums, key=lambda s: s[66:])) + "\n")
zp = os.path.join(OUT, NAME + ".zip")
with zipfile.ZipFile(zp, "w", zipfile.ZIP_DEFLATED) as z:
for d, _, files in os.walk(PKG):
for f in files:
p = os.path.join(d, f)
info = zipfile.ZipInfo.from_file(p, os.path.relpath(p, OUT).replace("\\", "/"))
if f.endswith(".sh"):
info.external_attr = 0o755 << 16
with open(p, "rb") as src_fh:
z.writestr(info, src_fh.read(), zipfile.ZIP_DEFLATED)
head = git("rev-parse", "--short", "HEAD", text=True).stdout.strip()
print(f"{zp}: {os.path.getsize(zp) / 1e6:.1f} MB, {len(sums)} files, source at {head}")
print("zenodo package done")
if __name__ == "__main__":
main()
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#!/bin/sh
# Reproduce the paper's numbers (Linux x86_64, Python 3.12). See README.md.
set -e
cd "$(dirname "$0")"
python3.12 -m venv .venv
. .venv/bin/activate
python -m pip install --quiet -r requirements.txt
python -m pip install --quiet --no-deps wheels/simbracket-*-linux_x86_64.whl
export OMP_NUM_THREADS=1
cd source
echo "== verify_article.py (every number stated in the paper) =="
python -u verify_article.py > ../verify.log 2>&1 || true
echo "OK $(grep -c '^ OK' ../verify.log) BAD $(grep -c '^ BAD' ../verify.log)"
tail -1 ../verify.log
echo "== simbracket against the reference implementation, bit for bit =="
python -m pytest tests/test_simbracket_equivalence.py -q -p no:cacheprovider | tail -1
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numpy==2.4.3
scipy==1.17.1
mpmath==1.3.0
pymodab==1.0.9
pytest==9.1.1